le 8 mars 2018 Market Regulation Document Type IIROC rule review Request for Comment – Proposed Amendments to Transaction Reporting for Debt Securities – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 15 février 2018 Market Regulation Document Type IIROC rule review Request for Comment – Proposed Amendments to Form 1 for Use in, and Consistency, with the Plain Language Dealer Member Rules Rule Book – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 4 avril 2019 Market Regulation Document Type IIROC rule review IIROC Notice 19-0060 – Proposed Amendment to IIROC By-law No. 1 Regarding Director Term Limits – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 9 août 2018 Market Regulation Document Type IIROC rule review IIROC Notice 18-0153 – Proposed Amendments to Dealer Member Rules and Form 1 Regarding the Securities Concentration Test and Designated Rating Organizations – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 10 mai 2018 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Effective Date – Technical Amendments to CDS Procedures – Canadian Securities Exchange Buy-ins – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 22 mars 2018 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review OSC Staff Notice of Request for Comments – Material Amendments to CDS Participant Rules Related to Non-LVTS Settlement Agents – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 7 décembre 2017 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Effective Date – Technical Amendments to CDS Procedures – Housekeeping Changes – November 2017 – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 5 mars 2019 Market Regulation Document Type IIROC rule review Notice of Commission Deemed Approval – Housekeeping Amendment to Schedule 7A of Form 1 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 23 novembre 2017 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review OSC Staff Notice of Request for Comment – Material Amendments to CDS Rules Related to the Elective System – Operating Cap for Extenders of Credit – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 19 octobre 2017 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Commission Approval – Material Amendments Related to Canadian Dollar Cash Collateral Management – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 5 mars 2019 Market Regulation Document Type IIROC rule review IIROC Notice 19-0035 – Housekeeping Amendment to Schedule 7A of Form 1 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 14 septembre 2017 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Commission Approval – Material Amendments to CDS Procedures – The Continuous Net Settlement Default Fund – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 17 août 2017 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review OSC Staff Notice of Request for Comment – Material Amendments to CDS Procedures Related to Canadian Dollar Cash Collateral Management – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 20 juillet 2017 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Effective Date – Technical Amendments to CDS Procedures – T+2 – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 12 décembre 2019 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendments to Dealer Member Rule 1200.3 and Notes to Statement D of Form 1 Regarding Free Credit Cash Segregated in Trust for Clients – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 21 novembre 2019 Market Regulation Document Type IIROC rule review Request for Comment – Notice of Proposed Derivatives Rule Modernization, Stage 1 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
