Application – Restructuring of CDS – Canadian Depository for Securities Limited
Marchés, OAR et agences de compensation
Amendment to Recognition and Designation Order – ss. 21.2(1) and s. 144 of the Act and Part VI of the OBCA – Canadian Depository for Securities Ltd. and CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice and Request for Comment – Application to Vary the Recognition and Designation Order of the CDS as a Clearing Agency – Canadian Depository for Securities Limited
Marchés, OAR et agences de compensation
Notice of Commission Order – Application to Vary Recognition Order – Canadian Depository for Securities Limited
Marchés, OAR et agences de compensation
Notice of Commission Approval: Application to Vary the Recognition and Designation of The Canadian Depository for Securities Limited
Marchés, OAR et agences de compensation
Notice of Commission Approval – Application to Vary Recognition and Designation – Canadian Depository for Securities Limited
Marchés, OAR et agences de compensation
Notice – Application to vary Recognition and Designation – Canadian Depository for Securities Limited
Marchés, OAR et agences de compensation
IIROC Notice 19-0101 – Amendments to Provisions Respecting Order Execution Only Service Eligibility and Adviser Identifiers – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
OSC Staff Notice of Request for Comment – Material Amendments to CDS Procedures Relating to CDS-DTCC Payment Service – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
OSC Staff Notice of Request for Comment – Material Amendments to Participant Rules – Automatic and Discretionary Suspension – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
IIROC Notice 19-0027 – Proposed Amendments to Notes and Instructions to Schedules 1 and 7 of Form 1 Regarding Agency Tri-Party Arrangements – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Request for Comment – The Proposed IIROC Dealer Member Plain Language Rule Book – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 18-0014 – Re-publication of Proposed IIROC Dealer Member Plain Language Rule Book – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Request for Comment – Proposed Amendments to the Minimum Dealer Regulation Fee Component of the Dealer Member Fee Model – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 17-0228 – CSA and IIROC Joint Staff Notice 23-319 Internalization in the Canadian Market – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Continuing Education Requirements for Approved Persons – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 17-0223 – Notice of Commission Approval – Continuing Education Requirements for Approved Persons – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Deemed Approval – Housekeeping Amendments to the IIROC Consolidated Enforcement, Examination and Approval Rules – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 17-0224 – Notice of Commission Deemed Approval – Housekeeping Amendments to the IIROC Consolidated Enforcement, Examination and Approval Rules – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Request for Comment – Material Amendments to CDS Rules Related to Liquidity Risk Management – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
