le 1 juin 2008 Order Revocation of the Assignment of Certain Powers and Duties of the Director to the IDA (s. 21.5(3) of the OSA) and Assignment of Certain Powers and Duties of the Director to the IIROC (ss. 21.5(2) of the OSA and s. 20(2) of the CFA) Ordonnances et décisions
le 31 décembre 2007 Decision Toronto Dominion Bank et al. - s. 5.1 of OSC Rule 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions Ordonnances et décisions
le 1 septembre 2006 Order ICE Futures - s. 147 of the Act and ss. 38 and 80 of the CFA Ordonnances et décisions
le 16 mars 2004 Order Bourse de Montréal Inc. - s. 147, s. 80 of the CFA and s. 6.1 of OSC Rule 91-502 Ordonnances et décisions
le 7 mai 2004 Order Canadian Trading and Quotation System Inc. - ss. 21 and 144 Ordonnances et décisions
le 29 janvier 2002 Order Market Regulation Services - Recognition Order s. 21.1 Ordonnances et décisions
le 29 janvier 2002 Order Toronto Stock Exchange - Amendment to Recognition Order s.144 Ordonnances et décisions
le 13 juillet 2017 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Material Amendments to Schedule 12 of Form 1 and its Notes and Instructions Relating to Margin on Futures Concentrations and Deposits – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 13 juillet 2017 Market Regulation Document Type IIROC rule review IIROC Notice 17-0143 – Material Amendments to Schedule 12 of Form 1 and its Notes and Instructions Relating to Margin on Futures Concentrations and Deposits – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 12 janvier 2007 Market Regulation Document Type Investment Dealers Association rule review Notice of Commission Approval - Housekeeping Amendments to IDA By-law 18.14(d)(iii) - Registered Representatives and Investment Representatives Marchés, OAR et agences de compensation
le 12 janvier 2007 Market Regulation Document Type Investment Dealers Association rule review IDA Amendment to By-law 18.14(d)(iii) - Registered Representatives and Investment Representatives Marchés, OAR et agences de compensation
le 27 octobre 2006 Market Regulation Document Type Investment Dealers Association rule review Amendments to IDA By-Law 38 and Policy 6, Part 1 - CCO Qualifying Examination Marchés, OAR et agences de compensation
