le 1 avril 2005 Market Regulation Document Type Market Regulation Services Inc. rule review Notice of Commission Approval - Provisions Respecting Manipulative and Deceptive Activities Marchés, OAR et agences de compensation
le 1 avril 2005 Market Regulation Document Type Market Regulation Services Inc. rule review Notice of Amendment Approval - Provisions Respecting Manipulative and Deceptive Activities Marchés, OAR et agences de compensation
le 27 mars 2014 Market Regulation Document Type IIROC rule review IIROC Notice 14-0077 – Rules Notice – Request for Comments – Proposed Amendments to the Definition of Basis Order – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 13 mars 2014 Market Regulation Document Type IIROC rule review OSC Staff Notice of Request for Comment – Margin requirements for certain cash and security borrowing and lending arrangements – Amendments to Schedules 1, 7 and 7A of Dealer Member Form 1 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 13 mars 2014 Market Regulation Document Type IIROC rule review IIROC Notice 14-0066 – Rules Notice – Request for Comments – Margin requirements for certain cash and security borrowing and lending arrangements – Amendments to Schedules 1, 7 and 7A of Dealer Member Form 1 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 20 février 2014 Market Regulation Document Type IIROC rule review OSC Staff Notice of Withdrawal – Amendments Respecting Trading in US OTC Issuers – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 20 février 2014 Market Regulation Document Type IIROC rule review IIROC Notice 14-0049 – Rules Notice – Notice of Withdrawal – Proposed Amendments to Dealer Member Rule 1300.1 relating to Trading in Securities of U.S. OTC Issuers – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 20 février 2014 Market Regulation Document Type IIROC rule review OSC Staff Notice of Withdrawal – Proposed Financial Planning Rule – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 20 février 2014 Market Regulation Document Type IIROC rule review IIROC Notice 14-0048 – Rules Notice – Notice of Withdrawal – Proposed Financial Planning Rule – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 20 février 2014 Market Regulation Document Type IIROC rule review OSC Staff Notice of Withdrawal – Revisions to the Definition of Securities Related Activities – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 20 février 2014 Market Regulation Document Type IIROC rule review OSC Staff Notice of Request for Comment – Proposed Plain Language Rule 9600 – Compliance Fees – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 20 février 2014 Market Regulation Document Type IIROC rule review IIROC Notice 14-0046 – Rules Notice – Request for Comment: Proposed Plain Language Rule 9600 – Compliance Fees – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 16 janvier 2014 Market Regulation Document Type IIROC rule review OSC Staff Notice of Request for Comment – The Investment Industry Regulatory Organization of Canada (IIROC) Proposed Requirements for Debt Securities Transaction Reporting – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 9 janvier 2014 Market Regulation Document Type IIROC rule review IIROC Notice 14-0004 – Proposed Requirements for Debt Securities Transaction Reporting – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 12 avril 2018 Market Regulation Document Type MFDA recognition and other orders Notice of Commission Approval – Variation and Restatement of Recognition Order – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 12 décembre 2013 Market Regulation Document Type IIROC rule review OSC Staff Notice of Request for Comment – Amendments to Dealer Member Rules 29, 200 and 3500 and to Dealer Member Form 1 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 12 décembre 2013 Market Regulation Document Type IIROC rule review IIROC Notice 13-0300 – Amendments to Dealer Member Rules 29, 200 and 3500 and to Dealer Member Form 1 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 6 décembre 2012 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Dealer Member Rules 800.49 and 200.1(h) – Trade Confirmation and Matching Requirements – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 25 octobre 2012 Market Regulation Document Type IIROC rule review IIROC Notice 12-0315 – Proposed Provisions Respecting Third-Party Electronic Access to Marketplaces – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 25 octobre 2012 Market Regulation Document Type IIROC rule review Request for Comment – IIROC Rules Notice – Proposed Amendments Respecting Third-Party Electronic Access to Marketplaces – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
