Notice of Commission Approval - Amendment to the Universal Market Integrity Rules - Definition of Employee
Marchés, OAR et agences de compensation
Text of the Universal Market Integrity Rules
Marchés, OAR et agences de compensation
IIROC Notice 14-0077 – Rules Notice – Request for Comments – Proposed Amendments to the Definition of Basis Order – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
OSC Staff Notice of Request for Comment – Margin requirements for certain cash and security borrowing and lending arrangements – Amendments to Schedules 1, 7 and 7A of Dealer Member Form 1 – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 14-0066 – Rules Notice – Request for Comments – Margin requirements for certain cash and security borrowing and lending arrangements – Amendments to Schedules 1, 7 and 7A of Dealer Member Form 1 – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
OSC Staff Notice of Withdrawal – Amendments Respecting Trading in US OTC Issuers – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 14-0049 – Rules Notice – Notice of Withdrawal – Proposed Amendments to Dealer Member Rule 1300.1 relating to Trading in Securities of U.S. OTC Issuers – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
OSC Staff Notice of Withdrawal – Proposed Financial Planning Rule – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 14-0048 – Rules Notice – Notice of Withdrawal – Proposed Financial Planning Rule – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
OSC Staff Notice of Withdrawal – Revisions to the Definition of Securities Related Activities – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
OSC Staff Notice of Request for Comment – Proposed Plain Language Rule 9600 – Compliance Fees – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Request for Comments - Provisions to Accomodate the Introduction of Multiple Marketplaces
Marchés, OAR et agences de compensation
Request for Comments - Amendments to Trade-through Obligations
Marchés, OAR et agences de compensation
Request for Comments - Provisions Respecting "Off-Marketplace" Trades
Marchés, OAR et agences de compensation
IIROC Notice 13-0275 – Rules Notice – Request for Comments – Republication of Proposed Consolidation of IIROC Enforcement, Procedural, Examination and Approval Rules – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
OSC Staff Notice of Request for Comment – Proposed Continuance Under Canada Not-For-Profit Corporations Act – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 13-0261 – Administrative Notice – Request for Comments: Proposed Continuance under Not-for-profit Corporations Act – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
OSC Staff Notice and Request for Comment – Proposed Provisions Respecting Order Execution Services as a Form of Third-Party Electronic Access to Marketplaces – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 14-0046 – Rules Notice – Request for Comment: Proposed Plain Language Rule 9600 – Compliance Fees – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
OSC Staff Notice of Request for Comment – The Investment Industry Regulatory Organization of Canada (IIROC) Proposed Requirements for Debt Securities Transaction Reporting – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
