OSC Staff Notice of Request for Comment – Amendments to Universal Market Integrity Rule 1.1 – Definition of Basis Order – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval - Amendments to IDA By-laws 1.1 and 29 and IDA Association - By-laws 1.1 and 2.9
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Request for Comment – Proposed Fee Model for the Information Processor for Corporate Debt Securities – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 13-0255 – Request for Comments – Proposed Provisions Respecting Order Execution Services as a Form of Third-Party Electronic Access to Marketplaces – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Amendment Approval - Provisions Respecting Manipulative and Deceptive Activities
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IIROC Notice 18-0231 – Proposed Amendments Respecting Provision of Price Improvement by a Dark Order – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Deemed Approval – Housekeeping Amendments to Sample Auditor’s Reports in Form 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 18-0230 – Housekeeping amendments to Form 1 to adopt new auditor reporting standards for the audits of regulatory financial statements – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Withdrawal – Proposed Amendments to Dealer Member Rules to Permit Partial Swap Strategies – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 18-0052 – Proposed Amendments to Transaction Reporting for Debt Securities – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Material Amendments to CDS Rules Related to Non-LVTS Settlement Agents – CDS Clearing and Depository Services Inc.
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Notice of Effective Date – Technical Amendments to CDS Procedures – Housekeeping Changes – May 2018 – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Material Amendments to CDS Rules Related to the Elective System Operating Cap for Extenders of Credit – CDS Clearing and Depository Services Inc.
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IIROC Notice 19-0052 – Amendments to Transaction Reporting for Debt Securities – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Effective Date – Technical Amendments to CDS Procedures – Canadian Securities Exchange Buy-ins – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Request for Comments – Material Amendments to CDS Participant Rules Related to Non-LVTS Settlement Agents – CDS Clearing and Depository Services Inc.
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Notice of Effective Date – Technical Amendments to CDS Procedures – Housekeeping Changes – November 2017 – CDS Clearing and Depository Services Inc.
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Notice of Commission Deemed Approval – Housekeeping Amendment to Schedule 7A of Form 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Staff Notice of Request for Comment – Material Amendments to CDS Rules Related to the Elective System – Operating Cap for Extenders of Credit – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Material Amendments Related to Canadian Dollar Cash Collateral Management – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
