IIROC Notice 17-0088 – Proposed Amendments to Dealer Member Rule 200.2(L)(X)(B) on Trade-Confirmation Suppression – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Withdrawal – Proposed Amendments Relating to Personal Financial Dealings with Clients – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
La Commission des valeurs mobilières de l’Ontario approuve le règlement conclu avec Bloomberg Trading Facility Limited et Bloomberg Trading Facility B.V.
Communiqués de presse
IIROC Notice 17-0079 – Notice of Withdrawal – Proposed Amendments Relating to Personal Financial Dealings with Clients – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Amendments to Dealer Member Rule 1200 and to Form 1 Relating to the Client Free Credit Cash Usage Limit and Client Free Credit Segregation Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 17-0068 – Amendments to Dealer Member Rule 1200 and to Form 1 relating to the client free credit cash usage limit and client free credit segregation requirements – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Non-Material Amendments to Schedule 12 of Form 1 and its Notes and Instructions Relating to Margin on Futures Concentrations and Deposits – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Approval - Amendments to Trading System Functionality & Features - New Order Types - Canadian Securities Exchange
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Notice and Request for Comments - Public Interest Rule - Amendments to Policy 4 Corporate Governance and Miscellaneous Provisions - Canadian Securities Exchange
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Notice and Request for Comment - Significant Change Subject to Public Comment - Amendments to Trading System Functionality & Features - Canadian Securities Exchange
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Notice of Housekeeping Rule Amendments - Industry Transition to T+2 Securities Settlement - Canadian Securities Exchange
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Notice of Approval - Amendments to Trading System Functionality & Features - Oddlot Trading - Canadian Securities Exchange
Marchés, OAR et agences de compensation
Notice of Approval - Amendments to Trading System Functionality & Features - On-Stop Orders - Canadian Securities Exchange
Marchés, OAR et agences de compensation
Notice and Request for Comment - Significant Change Subject to Public Comment - Amendments to Trading System Functionality & Features - Canadian Securities Exchange
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Notice and Request for Comment - Significant Change Subject to Public Comment - Amendments to Trading System Functionality & Features (Blacklined) - Canadian Securities Exchange
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Notice and Request for Comments - Public Interest Rule Amendment - Rule 4-113 Commitments and Performance - Canadian Securities Exchange (CSE)
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Notice of Withdrawal of Proposed Changes to Trading Fees
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Notice of Approval - Housekeeping Amendments to Rules, Policies and Forms - Form 1B Listing Application - Canadian Securities Exchange
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Notice of Approval - Housekeeping Rule - Amendments to Policy 8 - Canadian Securities Exchange
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Notice of Approval - Market Maker Participation and Peg Orders - Canadian Securities Exchange
Marchés, OAR et agences de compensation
