le 22 mai 2025 Market Regulation Document Type Neo Exchange Inc. rule review and notices Request for Comments – Proposed Public Interest Rule Amendment to the Cboe Canada Trading Policies – Primary Peg – Cboe Canada Inc. Marchés, OAR et agences de compensation
le 8 mai 2025 Market Regulation Document Type Nasdaq CXC Limited rule review and notices Notice – Proposed Changes and Request for Comment re CXD Conditional and PureStream Orders – Nasdaq CXC Limited Marchés, OAR et agences de compensation
le 15 mai 2025 Market Regulation Document Type Nasdaq CXC Limited rule review and notices Notice – Proposed Changes and Request for Comment re Interaction of M-ELO and Mid-Peg Orders – Nasdaq CXC Limited Marchés, OAR et agences de compensation
le 18 juin 2025 June 18, 2025 - Investor Advisory Panel - Agenda Ordres du jour des réunions du Groupe consultatif des investisseurs
le 19 juin 2025 Shabina Ahmad condamnée à 30 mois de prison avec sursis et interdiction de négocier, de conseiller ou de vendre des valeurs mobilières Communiqués de presse
le 12 juin 2025 OSC Rule OSC Rule 81-510 Dealer Rebates of Trailing Commissions Documents d'Instruments, règles et politiques
le 12 juin 2025 OSC Notice OSC Rule Companion Policy OSC Notice of Publication – OSC Rule 11-502 Distribution of Amounts Received by the OSC under Disgorgement Orders and Payment of Related Administrative Costs; Companion Policy 11-502 Distribution of Amounts Received by the OSC under Disgorgement Orders and Payment of Related Administrative Costs; OSC Rule 11-503 (Commodity Futures Act) Distribution of Amounts Received by the OSC under Disgorgement Orders and Payment of Related Administrative Costs; Companion Policy 11-503 (Commodity Futures Act) Distribution of Amounts Received by the OSC under Disgorgement Orders and Payment of Related Administrative Costs – Modernize the Process to Distribute Disgorged Amounts to Harmed Investors Documents d'Instruments, règles et politiques
le 11 juillet 2024 Request for Comment Proposed OSC Rule Proposed Companion Policy Proposed OSC Rule 11-502 Distribution of Amounts Paid to the OSC under Disgorgement Orders; Proposed Companion Policy 11-502 Distribution of Amounts Paid to the OSC under Disgorgement Orders; Proposed OSC Rule 11-503 (Commodity Futures Act) Distribution of Amounts Paid to the OSC under Disgorgement Orders; Proposed Companion Policy 11-503 (Commodity Futures Act) Distribution of Amounts Paid to the OSC under Disgorgement Orders – Modernize the Process to Distribute Disgorged Amounts to Harmed Investors Documents d'Instruments, règles et politiques
le 3 août 2024 Document Harvey S. Naglie comments re. OSC Rule 11-502 & 11-503 Documents ouverts dans un nouvel onglet Comment letters
le 25 juillet 2024 Document Ken Kivenko (Kenmar Associates) comments re. OSC Rule 11-502 & 11-503 Documents ouverts dans un nouvel onglet Comment letters
le 3 octobre 2024 Document Brigitte Catellier, et al (The Osgoode Investor Protection Clinic), comments re. OSC Rule 11-502 & 11-503 Documents ouverts dans un nouvel onglet Comment letters
le 7 octobre 2024 Document Jean-Paul Bureaud (FAIR Canada), comments re. OSC Rule 11-502 & 11-503 Documents ouverts dans un nouvel onglet Comment letters