le 23 novembre 2017 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Request for Comments – Minor Changes to the Eligibility Criteria for Membership in the Corporation – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 6 septembre 2017 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review OSC Staff Notice of Request for Comment – Omnibus Amendments to Rule A and D-6 of CDCC’s Rules as well as to the Operations Manual, Risk Manual and Default Manual, Introducing the Limited Clearing Members Category and Establishing Additional Recovery Powers – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 13 juillet 2017 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Notice of Commission Approval – Amendments Related to Establishing the Recovery Powers – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 13 avril 2017 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Notice of Commission Approval – Amendments to Sections A-1A04 and A-401 of the rules of CDCC in order to establish and document CDCC's consultation power – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 13 avril 2017 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Notice – Self-Certification: Amendments to sections A-1A04 and A-401 of the rules of the Canadian Derivatives Clearing Corporation – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 13 avril 2017 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Notice of Commission Approval – Amendments to sections A-102, A-220 and A-701 of the rules of the CDCC in order to establish a higher standard of legal certainty with respect to bankruptcy remoteness – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 10 septembre 2010 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Commission Approval – Material Amendments to CDS Procedures – Issue and Entitlement Procedures – Other Securities – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 2 décembre 2005 Market Regulation Document Type MFDA rule review Notice of Commission Approval – Housekeeping Amendments to MFDA By-Law No. 1, Section 23, Regarding Co-operation with Other Authorities – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 10 septembre 2010 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Commission Approval – Material Amendments to CDS Procedures Relating to Issue and Entitlement Procedures – Money Market Securities – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 10 septembre 2010 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Commission Approval – Material Amendments to CDS Procedures – Issue and Entitlement Procedures – Money Market Securities – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 8 octobre 2020 Market Regulation Document Type IIROC rule review IIROC Notice 20-0202 – Proposed Amendments Respecting the Trading of Derivatives on a Marketplace – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 19 novembre 2020 Market Regulation Document Type IIROC rule review IIROC Notice 20-0239 – Client Focused Reforms – Housekeeping Rule Changes – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 8 octobre 2020 Market Regulation Document Type IIROC rule review IIROC Notice 20-0203 – Proposed Amendments – IIROC Exemptions for Bulk Account Movements – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 2 décembre 2014 Market Regulation Document Type IIROC oversight review Oversight Review Report of the Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 12 novembre 2020 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Notice of Commission Approval – Proposed Amendments to the Rules of CDCC to Modify the Nominal Value of the Two-Year Government of Canada Bond Futures – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 4 décembre 2014 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Request for Comments – Amendment to the Risk Manual of the CDCC to Address the Stress Testing Framework – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 6 février 2001 Market Regulation Document Type MFDA recognition and other orders Recognition Order – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 4 mars 2021 Start Time 02:00 pm - Morningstar Executive Forum: Fireside Chat with the OSC regarding Client Focused Reforms Évènements
