le 24 février 2021 Order Trumid Financial, LLC – s. 15.1 of NI 21-101, s. 12.1 of NI 23-101, s. 10 of NI 23-103, s. 144(1) of the OSA Ordonnances et décisions
le 7 décembre 2020 Order Manulife Investment Management Limited and Manulife Real Asset Fund Ordonnances et décisions
le 25 mars 2021 Order Variation and Restatement of IIROC Recognition Order – s. 144 of the Act and s. 78(1) of the CFA (effective April 1, 2021) Ordonnances et décisions
le 25 mars 2021 Order Variation and Restatement of MFDA Recognition Order – s. 144 of the Act (effective April 1, 2021) Ordonnances et décisions
le 16 mars 2021 Decision Director's Decision Order Plant & Company Brands Group Inc. Ordonnances et décisions
le 25 mars 2021 Market Regulation Document Type IIROC recognition and other orders Notice of Commission Approval – Variation and Restatement of Recognition Order – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 25 mars 2021 Market Regulation Document Type MFDA recognition and other orders Notice of Commission Approval – Variation and Restatement of MFDA Recognition Order – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation