le 5 décembre 2017 Market Regulation Document Type IIROC rule review IIROC Notice 17-0228 – CSA and IIROC Joint Staff Notice 23-319 Internalization in the Canadian Market – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 30 novembre 2017 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Continuing Education Requirements for Approved Persons – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 30 novembre 2017 Market Regulation Document Type IIROC rule review IIROC Notice 17-0223 – Notice of Commission Approval – Continuing Education Requirements for Approved Persons – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 30 novembre 2017 Market Regulation Document Type IIROC rule review Notice of Commission Deemed Approval – Housekeeping Amendments to the IIROC Consolidated Enforcement, Examination and Approval Rules – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 30 novembre 2017 Market Regulation Document Type IIROC rule review IIROC Notice 17-0224 – Notice of Commission Deemed Approval – Housekeeping Amendments to the IIROC Consolidated Enforcement, Examination and Approval Rules – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 28 septembre 2017 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendments Respecting Trading Supervision Obligations – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 9 mars 2017 Market Regulation Document Type IIROC rule review IIROC Notice 17-0054 – Request for Comment – The Proposed IIROC Dealer Member Plain Language Rule Book – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 18 décembre 2020 La Commission des valeurs mobilières de l’Ontario accuse les dirigeants de Yonge Street Capital LLC d’avoir contrevenu à la Loi sur les valeurs mobilières Communiqués de presse
le 7 décembre 2020 Decision Vision Capital Corporation and Vision Market Neutral Alternative Fund (the Fund) Ordonnances et décisions
le 27 juillet 2017 Market Regulation Document Type IIROC rule review IIROC Notice 17-0159 – Notice of Withdrawal – Proposed Provisions Respecting the Execution and Reporting of Certain "Off-Marketplace" Trades – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 29 octobre 2020 Canadian securities regulators provide guidance to issuers on reporting impact of COVID-19 Communiqués de presse
le 5 décembre 2019 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Notice and Request for Comment - Significant Change Subject to Public Comment - Amendments to Trading System Functionality & Features - Canadian Securities Exchange Marchés, OAR et agences de compensation
le 26 septembre 2019 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Notice of Approval - System Functionality - Closing Price Session - Canadian Securities Exchange Marchés, OAR et agences de compensation
le 8 août 2019 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Notice and Request for Comment - Amendments to Trading System Functionality & Features - Canadian Securities Exchange Marchés, OAR et agences de compensation
