le 19 octobre 2017 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Commission Approval – Material Amendments Related to Canadian Dollar Cash Collateral Management – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 5 mars 2019 Market Regulation Document Type IIROC rule review IIROC Notice 19-0035 – Housekeeping Amendment to Schedule 7A of Form 1 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 14 septembre 2017 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Commission Approval – Material Amendments to CDS Procedures – The Continuous Net Settlement Default Fund – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 17 août 2017 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review OSC Staff Notice of Request for Comment – Material Amendments to CDS Procedures Related to Canadian Dollar Cash Collateral Management – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 20 juillet 2017 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Effective Date – Technical Amendments to CDS Procedures – T+2 – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 12 décembre 2019 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendments to Dealer Member Rule 1200.3 and Notes to Statement D of Form 1 Regarding Free Credit Cash Segregated in Trust for Clients – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 21 novembre 2019 Market Regulation Document Type IIROC rule review Request for Comment – Notice of Proposed Derivatives Rule Modernization, Stage 1 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 28 septembre 2000 MRRS Decision Scotia Capital Inc., BMO Nesbitt Burns Inc., TD Securities Inc., National Bank Financial Inc., and Pembina Pipeline Income Fund Ordonnances et décisions
le 25 juillet 2000 MRRS Decision Search Energy Corp. and Palliser Energy Corp. Ordonnances et décisions