Notice of Extension of Commission Order - Application for Interim Exemptive Relief - Natural Gas Exchange Inc.
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Notice of Omission in Previously Published Materials - Application for Interim Exemptive Relief - Natural Gas Exchange Inc.
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Notice of Omission in Previously Published Materials - Natural Gas Exchange Inc.
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Notice of Commission Order - Application for Interim Exemptive Relief - Natural Gas Exchange Inc.
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Notice of Commission Recognition - Application for Recognition as Exchanges – Nasdaq CXC Limited and Ensoleillement Inc.
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Notice of Proposed Changes and Request for Comment - Nasdaq CXC Limited
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Summary of Comments And Responses - Proposed GEF Facility for an Exchange to be Established by Nasdaq CXC Limited
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Notice - Request for Comment - Proposed Access to Nasdaq Fixed Income Trading System
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Notice of Proposed Changes and Request for Comment - Nasdaq CX2
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RBC Capital Markets
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Canadian Security Traders Association
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Rizwan Awan & James Ehrensperger (BMO Capital Markets)
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Establishment and Amendment of IDA Rules to Implement the Core Principles of the Client Relationship Model
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IIROC Notice 17-0054 – Request for Comment – The Proposed IIROC Dealer Member Plain Language Rule Book – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 16-0287 – Proposed Amendments Respecting Trading Supervision – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 16-0288 – Proposed Guidance on Trading Supervision Obligations – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – Proposed Fee Model for the Information Processor for Corporate Debt Securities – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 16-0277 – New Debt Information Processor Fee Model – Investment Industry Regulatory Organization of Canada (IIROC)
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IDA By-law Nos. 21 and 41 and Form 1 - Amendments to Reflect Changes to CIPF Oversight Rate
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IDA Regulations 100.9 and 100.10 - Amendments to Recognize Three Complex Option Offset Strategies and to Expand the List of Available Option Spreads Involving Individual Equities
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