Notice of Commission Approval - Repeal of CNQ Policy 10 - Fees - Canadian Trading and Quotation System Inc. (CNQ)
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Notice of Commission Approval - Amendments to CNQ Issuer Policies - Out of Province Issuers - Canadian Trading and Quotation System Inc. (CNQ)
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Notice of Revocation Order – ICE Futures Canada, Inc.
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Notice of Commission Order - Application for Exemptive Relief - ICE Futures Canada, Inc.
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Notice of Request for Comment – Proposed Material Amendments to UMIR, Dealer Member Rules and Form 1 to Facilitate the Investment Industry’s Move to T+2 Settlement – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 16-0177 – Amendments to facilitate the investment industry's move to T+2 settlement – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Housekeeping Amendments to IDA Regulations 100.2(j) and 100.2(k)
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IDA Swap Arrangements Involving Regulated Entities – IDA Regulations 100.2(j) and 100.2(k)
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Notice of Commission Approval - IDA Proposed Amendments to the Insurance Requirements - Regulation 400
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Notice of Commission Approval - Investment Dealers Association of Canada - By-law No. 28 Discretionary Fund
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Request for Comments - Amendments to IDA Form 1, Notes and Instructions to Statement A Regarding Foreign Currency Cash Balances Held in Registered Retirement Savings Plan Accounts
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Request for Comments -- Amendments to IDA Regulations 100.15 and 300.25 Regarding Customer Account Guarantee Agreements
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Request for Comments - Amendments to IDA Regulations 100.9 and 100.10 Regarding CDCC issued currency options
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Request for Comments - Amendments to IDA Amendments to Policy 5
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Request for Comments - Amendments to IDA Regulations 100.11 and 1900.1 Regarding Over-the-counter Options and Definition of Option
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Notice of Commission Approval - Amendments to IDA Policy No. 1 Regarding Relationships between Members and Financial Services Entities - Sharing of Office Premises
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Notice of Commission Approval - Amendments to Capital Rules for Underwriting Commitments
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Notice of Commission Approval - Amendments to IDA By-law 29.7 - Advertisements, Sales Literature and Correspondence
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Notice of Commission Approval - Amendments to IDA Policy No. 2 - Revisions to Make Policy No. 2 Consistent with Newly Revised Regulation 1300
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Notice of Withdrawal of Proposal - Proposed Amendment to IDA Regulation 1300 - Discretionary Accounts
Marchés, OAR et agences de compensation
