Registration Information Amendments – December 16, 2021 - Annex F – Blackline showing amendments to NI 33-109
Documents d'Instruments, règles et politiques
Registration Information Amendments – December 16, 2021 - Annex G – Changes to 33-109CP
Documents d'Instruments, règles et politiques
Registration Information Amendments – December 16, 2021 - Annex H – Blackline showing changes to 33-109CP
Documents d'Instruments, règles et politiques
Registration Information Amendments – December 16, 2021 - Annex I – Amendments to NI 31-103
Documents d'Instruments, règles et politiques
Registration Information Amendments – December 16, 2021 - Annex J – Changes to 31-103CP
Documents d'Instruments, règles et politiques
Registration Information Amendments – December 16, 2021 - Annex K – Local matters
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OSC Notice of Amendments to OSC Rule 33-506 (Commodity Futures Act) Registration Information and Changes to the Companion Policy to OSC Rule 33-506 (Commodity Futures Act) Registration Information
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Registration Information Amendments (Commodity Futures Act) - December 16, 2021 - Appendix A – Summary of Notable Changes to the OSC Proposals
Documents d'Instruments, règles et politiques
Registration Information Amendments (Commodity Futures Act) - December 16, 2021 - Appendix B – Amendments to OSC Rule 33-506
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations
Documents d'Instruments, règles et politiques
Unofficial Consolidation: OSC Rule 33-506 (Commodity Futures Act) Registration Information
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Companion Policy 33-506CP (Commodity Futures Act) Registration Information
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 33-506F1 Notice of Termination of Registered Individuals and Permitted Individuals (Section 4.2)
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 33-506F2 Change or Surrender of Individual Categories (section 2.2(2), 2.5(2) or 4.1(5))
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations
Documents d'Instruments, règles et politiques
CSA Consultation Paper 43-401 – Consultation on National Instrument 43-101 Standards of Disclosure for Mineral Projects
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CSA Notice of Changes to Companion Policy 41-101CP to National Instrument 41-101 General Prospectus Requirements Related to Financial Statement Requirements
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CSA and CCIR Joint Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations and Proposed CCIR Individual Variable Insurance Contract Ongoing Disclosure Guidance Total Cost Reporting for Investment Funds and Segregated Funds
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CSA Staff Notice 25-303 – 2021 CSA Annual Activities Report on the Oversight of Self-Regulatory Organizations and Investor Protection Funds
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Ontario Instrument 81-508 - Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers
Documents d'Instruments, règles et politiques
