Notice of Commission Approval - Amendment to the Universal Market Integrity Rules - Amendment to Rule 9.1(1) - Order Entry during a Regulatory Halt
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Notice of Amendment Approval - Order Entry during a Regulatory Halt
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Notice of Commission Approval - Amendment to the Policies made under Universal Market Integrity Rules - Policy 10.8, Section 9.7 Public Access to Hearings
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RS Notice, Text of Amendment and Summary of Comment and Response
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Notice of Commission Approval - Amendment to the Universal Market Integrity Rules 7.4, 10.3 and 10.7
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RS Notice of Amendment Approval - Administrative and Editorial Amendments
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Notice of Commission Approval - Amendment to the Universal Market Integrity Rules Accommodation of Anonymous Orders
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Notice of Commission Approval - Exemption from the Universal Market Integrity Rule 3.1 - Restrictions on Short Selling for Basis Trades Entered on the Toronto Stock Exchange
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Notice of Commission Approval - Exemption of Trades Pursuant to Market Marker Obligations from the Payment of Regulation Fees
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Notice of Commission Approval - Exemption of Trades Pursuant to Market Maker Obligations from the Payment of Regulation Fees
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Notice of Commission Approval - Amendment to the Universal Market Integrity Rules - Definition of Employee
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Text of the Universal Market Integrity Rules
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IIROC Notice 14-0077 – Rules Notice – Request for Comments – Proposed Amendments to the Definition of Basis Order – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Staff Notice of Request for Comment – Margin requirements for certain cash and security borrowing and lending arrangements – Amendments to Schedules 1, 7 and 7A of Dealer Member Form 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 14-0066 – Rules Notice – Request for Comments – Margin requirements for certain cash and security borrowing and lending arrangements – Amendments to Schedules 1, 7 and 7A of Dealer Member Form 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Staff Notice of Withdrawal – Amendments Respecting Trading in US OTC Issuers – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 14-0049 – Rules Notice – Notice of Withdrawal – Proposed Amendments to Dealer Member Rule 1300.1 relating to Trading in Securities of U.S. OTC Issuers – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Staff Notice of Withdrawal – Proposed Financial Planning Rule – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 14-0048 – Rules Notice – Notice of Withdrawal – Proposed Financial Planning Rule – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Staff Notice of Withdrawal – Revisions to the Definition of Securities Related Activities – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
