le 25 février 2021 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) pricing review Notice of Withdrawal – Proposed Significant Change to Eliminate CDS Fee Rebates and Proposed Amendments to Eliminate Network Connectivity Fees – CDS Clearing and Depository Services Inc. (CDS) Marchés, OAR et agences de compensation
le 25 février 2021 Les autorités en valeurs mobilières du Canada publient les résultats d’un examen de l’information relative à la COVID-19 Communiqués de presse
le 25 février 2021 Market Regulation Document Type IIROC rule review Request for Comment – Notice of Proposed Margin Requirements for Structured Products – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 25 février 2021 Market Regulation Document Type IIROC rule review IIROC Notice 21-0032 – Proposed margin requirements for structured products – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
45-328 - IRP Title Update on Amendments relating to Syndicated Mortgages Instruments, règles et politiques
le 17 mars 2021 Start Time 12:00 pm - End Time 01:30 pm The Expansion of Whistleblower Reward Programs in the U.S., Canada and Globally: How Whistleblowers Assist Government Prosecutors & Enforcement Attorneys in Rooting Out Fraud Évènements
le 3 mars 2021 Start Time 01:00 pm - End Time 02:00 pm Fireside Chat with Women Technology Leaders Évènements
le 17 février 2021 Decision Flagship Communities Real Estate Investment Trust Ordonnances et décisions
le 14 juillet 2020 Decision Horizons ETFs Management (Canada) Inc. and Horizons Global Risk Parity ETF Ordonnances et décisions
le 11 mai 2007 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Summary of Comments - Amendments to CNQ Rules 4-106, 4-107, 4-111 and 1-101 - Entry of Orders - Canadian Trading and Quotation System Inc. (CNQ) Marchés, OAR et agences de compensation
le 17 avril 2007 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Notice and Request for Comments - Proposed Policy Change to Policy 6 - Distributions Regarding Amendment of Warrant Terms - Canadian Trading and Quotation System Inc. (CNQ) Marchés, OAR et agences de compensation
le 16 février 2007 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Notice and Request for Comments - Proposed Rule Change to Rules 4-106 and 4-107 Regarding Entry of Orders - Canadian Trading and Quotation System Inc. (CNQ) Marchés, OAR et agences de compensation
le 13 juin 2013 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Request for Comments - Notice 2013-003 - Passive-only Order Type - Canadian Securities Exchange Marchés, OAR et agences de compensation
le 17 mai 2012 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Notice of Completion of Staff Review of Proposed Changes – Changes to Order Allocation Methodology for Jitney Trades – CNSX Markets Inc. Marchés, OAR et agences de compensation
le 25 novembre 2011 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Notice of Proposed Changes and Request for Feedback – Changes to Order Allocation Methodology for Jitney Trades – CNSX Markets Inc. Marchés, OAR et agences de compensation
le 25 juillet 2014 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Notice of Approval - Canadian Securities Exchange - Amendments to Rule 4 -Trading of Securities - Canadian Securities Exchange Marchés, OAR et agences de compensation
le 11 avril 2014 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Notice and Request for Comments - Notice 2013-00[3] - Amendments to Rule 4 Trading of Securities - Canadian Securities Exchange Marchés, OAR et agences de compensation
le 11 avril 2014 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Request for Comments - Notice 2014-003 - Self Trade Prevention - Canadian Securities Exchange Marchés, OAR et agences de compensation
le 31 juillet 2013 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Notice of Commission Approval – Amendments to CNSX Markets Inc. Order Functionality – Passive-Only Order Type - Canadian Securities Exchange Marchés, OAR et agences de compensation
