le 21 avril 2021 Une étude de la CVMO explore l’essor rapide de l’investissement autonome Communiqués de presse
le 29 mars 2021 La CVMO veille à ce que les plateformes de négociation de cryptoactifs respectent la législation sur les valeurs mobilières Communiqués de presse
le 20 mars 2009 Market Regulation Document Type TMX Group Inc. and TSX Inc. Memorandum of Understanding Notice of Ministerial Approval - Memorandum of Understanding with the AMF and the OSC - TMX Group Inc. and TSX Inc. Marchés, OAR et agences de compensation
le 1 avril 2021 Market Regulation Document Type IIROC Memoranda of Understanding Notice of Coming into Effect of Memorandum of Understanding Among the Canadian Securities Administrators Regarding Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 1 avril 2021 Market Regulation Document Type MFDA Memoranda of Understanding Notice of Coming into Effect of Memorandum of Understanding Regarding the Oversight of the Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 8 avril 2021 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) pricing review OSC Staff Notice of Request for Comment – Proposed Amendments to CDS Fee Schedule – New York Link/DTC Direct Link Services – CDS Clearing and Depository Services Inc. (CDS) Marchés, OAR et agences de compensation
le 22 avril 2021 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendment to Remove the Risk Component of IIROC’s Dealer Member Fee Model – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 22 avril 2021 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendments to Dealer Member Rules and IIROC Rules Regarding Exemptions for Bulk Account Movements – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 22 avril 2021 Market Regulation Document Type IIROC rule review IIROC Notice 21-0080 – Removal of the risk component of the annual fees paid by Dealer Members effective April 1, 2021 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 22 avril 2021 Market Regulation Document Type IIROC rule review IIROC Notice 21-0078 – Amendments to Dealer Member Rules and IIROC Rules regarding Exemptions for Bulk Account Movements Marchés, OAR et agences de compensation
