41-101 - General Prospectus Requirements

Résultats 1 - 72 de 72

Instruments, rules and policies

Policy #
Document name
Document type
Date
41-101
Reducing Regulatory Burden for Investment Fund Issuers — Phase 2, Stage 1— Supplement to the OSC Bulletin
Amendments to National Instrument
41-101
CSA Notice and Request for Comment – Proposed Changes to Companion Policy 41-101CP to National Instrument 41-101 General Prospectus Requirements Related to Financial Statement Requirements Commentaires reçus
Request for Comment
41-101
Unofficial Consolidation: National Instrument 41-101 General Prospectus Requirements
Unofficial Consolidation
41-101
Amendments to National Instrument 41-101 General Prospectus Requirements
National Instrument
41-101
Changes to Companion Policy to National Instrument 44-101 Short Form Prospectus Distributions
Companion Policy
41-101
Changes to Companion Policy to National Instrument 41-101 General Prospectus Requirements
Companion Policy
51-102
CSA Notice and Request for Comment - Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Changes to Certain Policies Related to the Business Acquisition Report Requirements Commentaires reçus
Request for Comment National Instrument
13-103
Proposed National Systems Renewal Program Rule and Related Amendments Commentaires reçus
National Instrument Request for Comment
41-101
Unofficial Consolidation: National Instrument 41-101 General Prospectus Requirements
Unofficial Consolidation
41-101
Amendments to National Instrument 41-101 General Prospectus Requirements
Amendments to National Instrument
81-102 81-102CP
CSA Notice of Amendments - Modernization of Investment Fund Product Regulation - Alternative Mutual Funds
Amendments to National Instrument
41-101
Amendments to National Instrument 41-101 General Prospectus Requirements
Amendments to National Instrument
81-102 81-102CP
CSA Notice and Request for Comment Relating to Designated Rating Organizations Commentaires reçus
Request for Comment National Instrument
41-101
Unofficial Consolidation: Companion Policy 41-101CP General Prospectus Requirements
Companion Policy
41-101
Amendments to National Instrument 41-101 General Prospectus Requirements
Amendments to National Instrument
41-101
Notice of Ministerial Approval of Amendments to National Instrument 41-101 General Prospectus Requirements and National Instrument 81-106 Investment Fund Continuous Disclosure
Notice of Ministerial Approval National Instrument
41-101
Notice of Correction - Republication of Sample ETF Facts Document
National Instrument Notice of Correction
41-101
Mandating a Summary Disclosure Document for Exchange -Traded Mutual Funds and its Delivery - CSA Notice of Amendments to National Instrument 41-101 General Prospectus Requirements and to Companion Policy 41-101CP to National Instrument 41-101
Notice of Commission Approval National Instrument
41-101
Changes to Companion Policy 41-101CP General Prospectus Requirements
Amendments to National Instrument
41-101
Amendments to NI 41-101 General Prospectus Requirements
Amendments to National Instrument
41-101
CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc.
Notice of Commission Approval National Instrument
41-101
CSA Notice and Request for Comment - Mandating a Summary Disclosure Document for Exchange-Traded Mutual Funds and Its Delivery - Proposed Amendments to NI 41-101 General Prospectus Requirements and to Companion Policy 41-101CP to NI 41-101 General Prospec Commentaires reçus
Request for Comment National Instrument
41-101
Amendments to NI 41-101 General Prospectus Requirements
Amendments to National Instrument
41-101
Changes to Companion Policy to NI 41-101 General Prospectus Requirements
Amendments to National Instrument
41-101
Amendments to NI 41-101 General Prospectus Requirements
Amendments to National Instrument
41-101
Amendments to NI 41-101 General Prospectus Requirements
Amendments to National Instrument
81-102 81-102CP
Final Amendments: Modernization of Investment Fund Product Regulation (Phase 2)
Amendments to National Instrument
51-102
CSA Notice and Request for Comment: Proposed Amendments to NI 51-102 Continuous Disclosure Obligations, NI 41-101 General Prospectus Requirements and NI 52-110 Audit Committees Commentaires reçus
Request for Comment National Instrument
41-101
Amendments to NI 41-101 General Prospectus Requirements
Amendments to National Instrument
41-101
Amendments: NI 41-101 General Prospectus Requirements
Amendments to National Instrument
41-101
Changes to Companion Policy 41-101CP General Prospectus Requirements
Amendments to National Instrument
41-101
Notice of Ministerial Approval: Amendments to NI 41-101 General Prospectus Requirements, NI 44-101 Short Form Prospectus Distributions, NI 44-102 Shelf Distributions and NI 44-103 Post-Receipt Pricing
Notice of Ministerial Approval National Instrument
41-101
Notice of Pre-Marketing and Marketing Amendments to Prospectus Rules (Final)
Notice of Commission Approval National Instrument
41-101
Notice of Correction to Published Notice of Ministerial Approval: Amendments to NI 41-101, 41-101CP, NI 44-101, 44-101CP, NI 44-102, 44-102CP, NI 81-101, 81-101CP and Consequential Amendments to NI 52-107, NI 51-102, NI 13-101
National Instrument Notice of Correction
41-101
Amendments: NI 41-101 General Prospectus Requirements
Amendments to National Instrument
41-101
Amendments: NI 41-101 General Prospectus Requirements and Companion Policy 41-101CP
Amendments to National Instrument
41-101
Notice of Ministerial Approval: Amendments to NI 41-101 General Prospectus Requirements
Notice of Ministerial Approval National Instrument
41-101
Notice of Ministerial Approval: Amendments to NI 41-101, 41-101CP, NI 44-101, 44-101CP, NI 44-102, 44-102CP, NI 81-101, 81-101CP and Consequential Amendments to NI 52-107, NI 51-102, NI 13-101
Notice of Ministerial Approval National Instrument
41-101
Proposed Amendments (Related to Modernization of Investment Fund Product Regulation (Phase 2))
Request for Comment National Instrument
25-101
CSA Notice of Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations
Notice of Commission Approval National Instrument
41-101
CSA Notice of Amendments to Prospectus Rules (Final)
Notice of Commission Approval National Instrument
41-101
CSA Notice: Notice of Amendments to National Instrument 41-101 - General Prospectus Requirements, Form 41-10F2 Form 41-101F3 and Companion Policy 41-101CP - Companion Policy to National Instrument 41-101 - General Prospectus Requirements
Notice of Commission Approval National Instrument
25-101
Proposed Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations Commentaires reçus
Request for Comment National Instrument
41-101
Amendments: NI 41-101 General Prospectus Requirements
Amendments to National Instrument
41-101
CSA Notice and Request for Comment: Modernization of Scholarship Plan Regulation Phase 1 - A New Prospectus Form for Scholarship Plans Commentaires reçus
Request for Comment National Instrument
41-101
Notice of Proposed Pre-Marketing and Marketing Amendments to Prospectus Rules Commentaires reçus
Request for Comment National Instrument
41-101
CSA Notice and Request for Comment: Proposed Amendments to NI 41-101 General Prospectus Requirements and Proposed Consequential Amendments Commentaires reçus
Request for Comment National Instrument
11-314
CSA Staff Notice: 11-314 - Update of CSA Instruments
CSA Notice
41-101
Unofficial consolidation of National Instrument and Companion Policy as of May 1, 2011 for periods relating to financial years beginning before January 1, 2011
Unofficial Consolidation National Instrument
41-101
Unofficial consolidation of National Instrument and Companion Policy as of May 1, 2011 for periods relating to financial years beginning on or after January 1, 2011
Unofficial Consolidation National Instrument
45-106
Request for Comments: Proposed Amendments to NI 45-106
Request for Comment National Instrument
25-101
Notice and Request for Comment: Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments Commentaires reçus
Request for Comment National Instrument
31-103
Final: IFRS-Related Amendments to Securities Rules and Policies
Amendments to National Instrument
13-503
Final: IFRS-Related Amendments to Securities Rules and Policies
Notice of Ministerial Approval OSC Rule
13-502
Final: IFRS-Related Amendments to Securities Rules and Policies
Amendments to OSC Rule
13-503
Notice of Ministerial Approval of IFRS-Related Amendments to Securities Rules and Regulation 1015 under the Securities Act
Notice of Ministerial Approval OSC Rule
13-502
Notice of Ministerial Approval of IFRS-Related Amendments to Securities Rules and Regulation 1015 under the Securities Act
Notice of Ministerial Approval OSC Rule
41-101
Notice of IFRS-Related Amendments to Prospectus Rules
Amendments to National Instrument
25-101
Notice and Request for Comment: Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments Commentaires reçus
Request for Comment National Instrument
Proposed Amendments (Modernization of National Instrument 81-102) Commentaires reçus
Request for Comment National Instrument
41-101
Amendments to Form 41-101F2 Information Required in an Investment Fund Prospectus under NI 41-101 General Prospectus Requirements
Amendments to National Instrument
41-101
CSA Notice of Amendments to NI 81-101 Mutual Fund Prospectus Disclosure and Form 81-101F2 Contents of Annual Information Form and to NI 41-101 General Prospectus Requirements and Form 41-101F2 Information Required in an Investment Fund Prospectus
Amendments to National Instrument
41-101
CSA Notice and Request for Comments: Modernization of Scholarship Plan Regulation Phase 1 - A New Prospectus Form for Scholarship Plans - Proposed Amendments to National Instrument 41-101 General Prospectus Requirements, Form 41-101F2 & Related Amendments Commentaires reçus
Request for Comment National Instrument
81-106
Proposed Amendments (Related to National Instrument 81-106) Commentaires reçus
Request for Comment National Instrument
41-101
Notice of Proposed Amendments
Request for Comment National Instrument
41-101
Proposed Amendments
Request for Comment National Instrument
41-101
Notice of Ministerial Approval: NI - 41-101 - General Prospectus Requirements
Notice of Ministerial Approval National Instrument
41-101
Proposed National Instrument and Related Amendments: NI - 41-101 - General Prospectus Requirements Commentaires reçus
Request for Comment National Instrument

Forms

41-101
Unofficial Consolidation: Form 41-101F4 Information Required in an ETF Facts Document
Forms
41-101
Unofficial Consolidation: Form 41-101F2 Information Required in an Investment Fund Prospectus
Forms
41-101
Unofficial Consolidation: Form 41-101F1 Information Required in a Prospectus
Forms
41-101
Unofficial Consolidation: Form 41-101F3 Information Required in a Scholarship Plan Prospectus
Forms
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Résultats 1 - 83 de 83

Instruments, rules and policies

Policy #
Document name
Document type
Date
41-101
Reducing Regulatory Burden for Investment Fund Issuers — Phase 2, Stage 1— Supplement to the OSC Bulletin
Amendments to National Instrument
41-101
CSA Notice and Request for Comment – Proposed Changes to Companion Policy 41-101CP to National Instrument 41-101 General Prospectus Requirements Related to Financial Statement Requirements Commentaires reçus
Request for Comment
41-101
Unofficial Consolidation: National Instrument 41-101 General Prospectus Requirements
Unofficial Consolidation
41-101
Amendments to National Instrument 41-101 General Prospectus Requirements
National Instrument
41-101
Changes to Companion Policy to National Instrument 44-101 Short Form Prospectus Distributions
Companion Policy
41-101
Changes to Companion Policy to National Instrument 41-101 General Prospectus Requirements
Companion Policy
41-101
Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, Stage 1 Commentaires reçus
Request for Comment National Instrument
51-102
CSA Notice and Request for Comment - Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Changes to Certain Policies Related to the Business Acquisition Report Requirements Commentaires reçus
Request for Comment National Instrument
13-103
Proposed National Systems Renewal Program Rule and Related Amendments Commentaires reçus
National Instrument Request for Comment
41-101
Unofficial Consolidation: National Instrument 41-101 General Prospectus Requirements
Unofficial Consolidation
41-101
Amendments to National Instrument 41-101 General Prospectus Requirements
Amendments to National Instrument
81-102 81-102CP
CSA Notice of Amendments - Modernization of Investment Fund Product Regulation - Alternative Mutual Funds
Amendments to National Instrument
41-101
Amendments to National Instrument 41-101 General Prospectus Requirements
Amendments to National Instrument
81-102 81-102CP
CSA Notice and Request for Comment Relating to Designated Rating Organizations Commentaires reçus
Request for Comment National Instrument
41-101
Unofficial Consolidation: Companion Policy 41-101CP General Prospectus Requirements
Companion Policy
41-101
Notice of Ministerial Approval of Amendments to National Instrument 41-101 General Prospectus Requirements and National Instrument 81-106 Investment Fund Continuous Disclosure
Notice of Ministerial Approval National Instrument
41-101
Amendments to National Instrument 41-101 General Prospectus Requirements
Amendments to National Instrument
41-101
Notice of Correction - Republication of Sample ETF Facts Document
National Instrument Notice of Correction
41-101
Mandating a Summary Disclosure Document for Exchange -Traded Mutual Funds and its Delivery - CSA Notice of Amendments to National Instrument 41-101 General Prospectus Requirements and to Companion Policy 41-101CP to National Instrument 41-101
Notice of Commission Approval National Instrument
45-106
Notice of Ministerial Approval of Amendments to NI 45-16 Prospectus Exemptions, NI 41-101 General Prospectus Requirements, NI 44-101 Short Form Prospectus Distributions and NI 45-102 Resale of Securities, and the Repeal of NI 45-101 Rights Offerings
Notice of Ministerial Approval National Instrument
41-101
Changes to Companion Policy 41-101CP General Prospectus Requirements
Amendments to National Instrument
41-101
Amendments to NI 41-101 General Prospectus Requirements
Amendments to National Instrument
45-106
CSA Notice of Amendments Relating to Rights Offerings to NI 45-106 Prospectus Exemptions, NI 41-101 General Prospectus Requirements, NI 44-101 Short Form Prospectus Distributions and NI 45-102 Resale of Securities, and Repeal of NI 45-101 Rights Offerings
Notice of Commission Approval National Instrument
41-101
CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc.
Notice of Commission Approval National Instrument
41-101
CSA Notice and Request for Comment - Mandating a Summary Disclosure Document for Exchange-Traded Mutual Funds and Its Delivery - Proposed Amendments to NI 41-101 General Prospectus Requirements and to Companion Policy 41-101CP to NI 41-101 General Prospec Commentaires reçus
Request for Comment National Instrument
41-101
Changes to Companion Policy to NI 41-101 General Prospectus Requirements
Amendments to National Instrument
41-101
Amendments to NI 41-101 General Prospectus Requirements
Amendments to National Instrument
11-102
Amendments to MI 11-102 Passport System, MI 13-102 System Fees for SEDAR and NRD, NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, MI 32-102 Registration Exemptions for Non-Resident Investment Fund Managers, NI 33-105 Un
Amendments to Multilateral Instrument
41-101
Amendments to NI 41-101 General Prospectus Requirements
Amendments to National Instrument
41-101
Amendments to NI 41-101 General Prospectus Requirements
Amendments to National Instrument
52-108
Repeal and Replacement of NI 52-108 Auditor Oversight, and Amendments to NI 41-101 General Prospectus Requirements, NI 51-102 Continuous Disclosure Obligations, and NI 71-102 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers
Amendments to National Instrument
81-102 81-102CP
Final Amendments: Modernization of Investment Fund Product Regulation (Phase 2)
Amendments to National Instrument
51-102
CSA Notice and Request for Comment: Proposed Amendments to NI 51-102 Continuous Disclosure Obligations, NI 41-101 General Prospectus Requirements and NI 52-110 Audit Committees Commentaires reçus
Request for Comment National Instrument
41-101
Amendments to NI 41-101 General Prospectus Requirements
Amendments to National Instrument
52-108
Proposed Repeal and Replacement of NI 52-108 Auditor Oversight and Proposed Amendments to NI 41-101 General Prospectus Requirements, NI 51-102 Continuous Disclosure Obligations and NI 71-102 Continuous and Other Exemptions Relating to Foreign Issuers Commentaires reçus
Request for Comment National Instrument
41-101
Notice of Ministerial Approval: Amendments to NI 41-101 General Prospectus Requirements, NI 44-101 Short Form Prospectus Distributions, NI 44-102 Shelf Distributions and NI 44-103 Post-Receipt Pricing
Notice of Ministerial Approval National Instrument
41-101
Amendments: NI 41-101 General Prospectus Requirements
Amendments to National Instrument
41-101
Changes to Companion Policy 41-101CP General Prospectus Requirements
Amendments to National Instrument
11-324
CSA Staff Notice: 11-324 - Extension of Comment Period Proposed Amendments to National Instrument 81-102 Mutual Funds, Companion Policy 81-102CP Mutual Funds and Related Consequential Amendments and Other Matters Concerning NI 81-104
CSA Notice Request for Comment
41-101
Notice of Pre-Marketing and Marketing Amendments to Prospectus Rules (Final)
Notice of Commission Approval National Instrument
41-101
Notice of Correction to Published Notice of Ministerial Approval: Amendments to NI 41-101, 41-101CP, NI 44-101, 44-101CP, NI 44-102, 44-102CP, NI 81-101, 81-101CP and Consequential Amendments to NI 52-107, NI 51-102, NI 13-101
National Instrument Notice of Correction
41-101
Notice of Ministerial Approval: Amendments to NI 41-101 General Prospectus Requirements
Notice of Ministerial Approval National Instrument
41-101
Amendments: NI 41-101 General Prospectus Requirements
Amendments to National Instrument
41-101
Amendments: NI 41-101 General Prospectus Requirements and Companion Policy 41-101CP
Amendments to National Instrument
41-101
Notice of Ministerial Approval: Amendments to NI 41-101, 41-101CP, NI 44-101, 44-101CP, NI 44-102, 44-102CP, NI 81-101, 81-101CP and Consequential Amendments to NI 52-107, NI 51-102, NI 13-101
Notice of Ministerial Approval National Instrument
41-101
Proposed Amendments (Related to Modernization of Investment Fund Product Regulation (Phase 2))
Request for Comment National Instrument
25-101
CSA Notice of Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations
Notice of Commission Approval National Instrument
41-101
CSA Notice of Amendments to Prospectus Rules (Final)
Notice of Commission Approval National Instrument
41-101
CSA Notice: Notice of Amendments to National Instrument 41-101 - General Prospectus Requirements, Form 41-10F2 Form 41-101F3 and Companion Policy 41-101CP - Companion Policy to National Instrument 41-101 - General Prospectus Requirements
Notice of Commission Approval National Instrument
51-103
Republication and Request for Comment: Proposed NI 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers and Related Amendments Commentaires reçus
Request for Comment National Instrument
25-101
Proposed Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations Commentaires reçus
Request for Comment National Instrument
41-101
Amendments: NI 41-101 General Prospectus Requirements
Amendments to National Instrument
41-101
CSA Notice and Request for Comment: Modernization of Scholarship Plan Regulation Phase 1 - A New Prospectus Form for Scholarship Plans Commentaires reçus
Request for Comment National Instrument
41-101
Notice of Proposed Pre-Marketing and Marketing Amendments to Prospectus Rules Commentaires reçus
Request for Comment National Instrument
41-101
CSA Notice and Request for Comment: Proposed Amendments to NI 41-101 General Prospectus Requirements and Proposed Consequential Amendments Commentaires reçus
Request for Comment National Instrument
41-101
Unofficial consolidation of National Instrument and Companion Policy as of May 1, 2011 for periods relating to financial years beginning before January 1, 2011
Unofficial Consolidation National Instrument
41-101
Unofficial consolidation of National Instrument and Companion Policy as of May 1, 2011 for periods relating to financial years beginning on or after January 1, 2011
Unofficial Consolidation National Instrument
11-314
CSA Staff Notice: 11-314 - Update of CSA Instruments
CSA Notice
45-106
Request for Comments: Proposed Amendments to NI 45-106
Request for Comment National Instrument
25-101
Notice and Request for Comment: Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments Commentaires reçus
Request for Comment National Instrument
52-107
Notice of Ministerial Approval of IFRS-Related Amendments to Securiities Rules and Regulation 1015 under the Securities Act
Notice of Ministerial Approval National Instrument
31-103
Final: IFRS-Related Amendments to Securities Rules and Policies
Amendments to National Instrument
13-503
Notice of Ministerial Approval of IFRS-Related Amendments to Securities Rules and Regulation 1015 under the Securities Act
Notice of Ministerial Approval OSC Rule
13-503
Final: IFRS-Related Amendments to Securities Rules and Policies
Notice of Ministerial Approval OSC Rule
13-502
Notice of Ministerial Approval of IFRS-Related Amendments to Securities Rules and Regulation 1015 under the Securities Act
Notice of Ministerial Approval OSC Rule
13-502
Final: IFRS-Related Amendments to Securities Rules and Policies
Amendments to OSC Rule
41-101
Notice of IFRS-Related Amendments to Prospectus Rules
Amendments to National Instrument
25-101
Notice and Request for Comment: Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments Commentaires reçus
Request for Comment National Instrument
Proposed Amendments (Modernization of National Instrument 81-102) Commentaires reçus
Request for Comment National Instrument
41-101
Amendments to Form 41-101F2 Information Required in an Investment Fund Prospectus under NI 41-101 General Prospectus Requirements
Amendments to National Instrument
41-101
CSA Notice of Amendments to NI 81-101 Mutual Fund Prospectus Disclosure and Form 81-101F2 Contents of Annual Information Form and to NI 41-101 General Prospectus Requirements and Form 41-101F2 Information Required in an Investment Fund Prospectus
Amendments to National Instrument
41-101
CSA Notice and Request for Comments: Modernization of Scholarship Plan Regulation Phase 1 - A New Prospectus Form for Scholarship Plans - Proposed Amendments to National Instrument 41-101 General Prospectus Requirements, Form 41-101F2 & Related Amendments Commentaires reçus
Request for Comment National Instrument
81-106
Proposed Amendments (Related to National Instrument 81-106) Commentaires reçus
Request for Comment National Instrument
41-101
Notice of Proposed Amendments
Request for Comment National Instrument
41-101
Proposed Amendments
Request for Comment National Instrument
41-101
Notice of Ministerial Approval: NI - 41-101 - General Prospectus Requirements
Notice of Ministerial Approval National Instrument
41-101
Consequential Amendments to NI 51-102: Final Rule: NI 41-101 General Prospectus Reuirements
Amendments to National Instrument
41-101
Notice of Repeal: National Policy Statement No. 14 - Acceptability of Currencies in Material Filed with Securities Regulatory Authorities
National Policy
41-101
Proposed National Instrument and Related Amendments: NI - 41-101 - General Prospectus Requirements Commentaires reçus
Request for Comment National Instrument

Forms

41-101
Unofficial Consolidation: Form 41-101F4 Information Required in an ETF Facts Document
Forms
41-101
Unofficial Consolidation: Form 41-101F2 Information Required in an Investment Fund Prospectus
Forms
41-101
Unofficial Consolidation: Form 41-101F1 Information Required in a Prospectus
Forms
41-101
Unofficial Consolidation: Form 41-101F3 Information Required in a Scholarship Plan Prospectus
Forms