February 16, 2017 - Investor Advisory Panel - Agenda
INVESTOR ADVISORY PANEL
MEETING AGENDA
Meeting Date: |
Thursday, February 16, 2017, 9:30 am – 2:30 pm |
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Location: |
Ontario Securities Commission, 20 Queen Street West |
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Members: |
Ursula Menke (Chair), Connie Craddock, Letty Dewar, Harold Geller, Ken Kivenko (absent), Alison Knight (via conference), Louise Tardif |
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Invitees: |
Randy Cass, CEO, Nest Wealth |
TIME |
AGENDA ITEMS |
PRESENTERS |
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9:30 - 9:45 |
1. Chair’s remarks |
Ursula Menke |
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9:45 - 10:45 |
2. Online Advisors Discussion |
Randy Cass |
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10:45 – 11:15 |
3. Online Advisors Discussion |
Chris Jepson |
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11:15 – 12:00 |
4. CSA Consultation Paper 81-408 Discussion |
John Mountain |
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12:00 |
Lunch delivered |
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12:00 – 1:00 |
5. CSA Consultation Paper 81-408 Discussion |
All members |
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1:00 – 1:30 |
6. CSA Staff Notice 33-318 – Review of Practices Firms Use to Compensate and Provide Incentives to their Representatives |
Debra Foubert |
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1:30 – 1:45 |
7. Potential Survey Project - attachment |
Connie Craddock |
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1:45 – 2:00 |
8. Letter to Kevan Cowan - attachment |
All members |
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2:00 – 2:15 |
9. Investor Office Update |
Tyler Fleming |
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2:15 – 2:30 |
10. Other business |
All members |
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FUTURE MEETINGS |
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Thursday, March 16, 2017: 9:30am – 3:00pm Thursday, April 20, 2017: 9:30am – 3:0pm Thursday, May 18, 2017: 9:30am – 3:00pm Thursday, June 15, 2017: 9:30am – 3:00pm Thursday, July 20, 2017: 9:30am – 3:00pm |
Thursday, August 17, 2017: 9:30am – 3:00pm Thursday, September 21, 2017: 9:30am – 3:00pm Thursday, October 19, 2017: 9:30am – 3:00pm Thursday, November 16, 2017: 9:30am – 3:00pm Thursday, December 7, 2017: 9:30am – 3:00pm |