February 20, 2020 - Investor Advisory Panel - Agenda

Meeting Date:

Thursday, February 20, 2020 9:30 am – 3:30 pm
Location:

Ontario Securities Commission - 20 Queen Street West
Commissioners’ Boardroom - 17th Floor
Members:

Neil Gross (Chair), Jacqueline Allen, Daniel Brunet, Patti Best, Malcolm Heins,
Harvey Naglie, Ilana Singer
Invitees:

Tyler Fleming – Director, Investor Office, OSC
Daniella Laise – Manager, Policy, Investor Office, OSC
Caroline Cakebread – IAP Consultant
Matthew Latimer – Executive Director, Federation of Mutual Fund Dealers
Jason Pereira – President, Financial Planning Association of Canada
Guy Anderson – Director, Financial Planning Association of Canada
Robert Galea – Senior Legal Counsel, General Counsel, OSC
Susan Greenglass – Director, Market Regulation, OSC
Joseph Della Manna – Manager, Market Regulation, OSC
Mark Gordon, LL.B. – President & CEO, MFDA
Ian Strulovitch – Director, Public Affairs, MFDA
Paige Ward, LL.B. – General Counsel, Corporate Secretary & Vice-President, Policy, MFDA
 

            

TIME

AGENDA ITEMS

PRESENTERS

9:30 – 9:45
  1. Chair’s Report

Neil Gross

9:45 – 10:00
  1. Investor Office Update

Tyler Fleming
Daniella Laise

10:00 – 10:45
  1. Federation of Mutual Fund Dealers

Matthew Latimer

10:45 – 11:45
  1. Financial Planning Association of Canada

Jason Pereira
Guy Anderson

11:45 – 12:15
  1. BCSC’s New Regulatory Powers (see attachment)

Robert Galea

12:15 – 1:15
  1. LUNCH

1:15 – 1:30
  1. 2020 IAP Research/Survey Project(s)

All members

1:30 – 2:00
  1. SRO Structure Review

Susan Greenglass
Joseph Della Manna

2:00 – 3:00
  1. MFDA’s Special Report on SRO Restructuring (see attachment)

Mark Gordon
Ian Strulovitch
Paige Ward

3:00 – 3:30
  1. Other Business

All members


 

FUTURE 2020 MEETING DATES:

Thursday, March 26, 2020    9:30 – 3:00 pm
Thursday, April 23, 2020    9:30 – 3:00 pm
Thursday, May 14, 2020    9:30 – 3:00 pm
Thursday, June 25, 2020    9:30 – 3:00 pm
Thursday, July 16, 2020    9:30 – 3:00 pm

Thursday, August 20, 2020    9:30 – 3:00 pm
Thursday, September 17, 2020    9:30 – 3:00 pm
Thursday, October 15, 2020    9:30 – 3:00 pm
Thursday, November 26, 2020    9:30 – 3:00 pm
Thursday, December 10, 2020    9:30 – 3:00 pm