January 21, 2021 - Investor Advisory Panel - Agenda

Meeting Date:  

Thursday, January 21, 2020   9:30 am – 3:00 pm
 
Location:  

Video Conference
 
Members:  

Neil Gross (Chair), Jacqueline Allen, Daniel Brunet, Patti Best, Serge Kalloghlian,
Harvey Naglie, Ilana Singer, Leslie Wood
 
Invitees:  

Tyler Fleming – Director, Investor Office, OSC
Paola Cifelli – Manager, Policy and Initiatives, Investor Office, OSC
Caroline Cakebread – IAP Consultant
Lisa Wilkins – Chief Human Resources & Director, Corporate Services, OSC
Jo-Anne Matear – Manager, Corporate Finance, OSC
Roxane Gunning – Legal Counsel, Corporate Finance, OSC
Michael Tracey – Senior Advisor, Behavioural Insights, Investor Office, OSC
Jennifer Lee-Michaels – Senior Advisor, Policy, Investor Office, OSC
Ivy Lam – Director, Investor Protection Clinic, University of Toronto, Faculty of Law
Bryan Yau – Student, Investor Protection Clinic, University of Toronto, Faculty of Law
Mitchell Hayes – Student, Investor Protection Clinic, University of Toronto, Faculty of Law
Griffin Murphy – Student, Investor Protection Clinic, University of Toronto, Faculty of Law
Shawn Lallman – Student, Investor Protection Clinic, University of Toronto, Faculty of Law
Jacob Broz – Student, Investor Protection Clinic, University of Toronto, Faculty of Law
Joseph Della Manna – Manager, Market Regulation, OSC
Yuliya Khraplyva – Legal Counsel I, Market Regulation, OSC
 

 

TIME

AGENDA ITEMS

PRESENTERS

9:30 – 9:45

 1. Chair’s Report

Neil Gross

9:45 – 10:00

 2. Investor Office Update

Tyler Fleming

10:00 – 10:30

 3. Diversity and inclusion initiative (see attachments)

Lisa Wilkins
Jo-Anne Matear
Roxane Gunning

10:30 – 11:30

 4. Research study concepts

All members
Michael Tracey

11:30 – 12:00

 5. IAP time management and administration

All members

12:00 – 1:00

 6. LUNCH

 

1:00 – 2:00

 7. University of Toronto Investor Protection Clinic

 Ivy Lam
Bryan Yau
Mitchell Hayes
Griffin Murphy
Shawn Lallman
Jacob Broz
Jennifer Lee-Michaels

2:00 – 2:30

 8. Requests for comment (see attachments)

(a)   CSA – “Short and Distort”
(b)   MFDA – Abolition of LTAs

All members
Joseph Della Manna
Yuliya Khraplyva

2:30 – 3:00

 9. Other Business

All members

         

FUTURE 2021 MEETING DATES:

Thursday February 18, 2021
Thursday March 18, 2021
Thursday April 22, 2021
Thursday May 20, 2021
Thursday June 24, 2021
Thursday July 22, 2021

Thursday August 19, 2021
Thursday September 23, 2021
Thursday October 21, 2021
Thursday November 18, 2021
Thursday December 9, 2021