June 21, 2018 - Investor Advisory Panel - Agenda

le 21 juin 2018

Meeting Date:		Thursday, June 21, 2018, 9:30 am – 3:00 pm

Location:		Ontario Securities Commission, 20 Queen Street West Commissioners’ Boardroom, 17th Floor

Members:		Letty Dewar (Chair), Jaqueline Allen, Larry Bates, Paul Bates, Pattie Best, Neil Gross, Malcolm Heins, Harvey Naglie, Louise Tardif

Invitees:		Tyler Fleming, Director, Investor Office Denise Morris, Manager, Policy, Investor Office Caroline Cakebread, IAP Consultant Mark White, CEO, Financial Services Regulatory Authority (FSRA) Cathy Mallove, Communications Consultant, FSRA Sandy Roberts, Special Advisor, FSRA Marianne Harris, Chair of the Board, Investment Industry Regulatory Organization of Canada (IIROC) Doug Harris, Vice-President, General Counsel and Corporate Secretary, IIROC Mary Joyce Empensando, Chief Compliance Officer, Questrade

TIME	AGENDA ITEMS	PRESENTERS
9:30 – 9:45	1. Chair’s Remarks	Letty Dewar
9:45 – 10:30	2. FSRA (attachments)	Mark White Cathy Mallove Sandy Roberts
10:30 – 10:45	Break
10:45 – 11:00	3. Investor Office Update	Tyler Fleming Denise Morris
11:00 – 12:00	4. IIROC (attachments)	Marianne Harris Doug Harris
12:00 – 12:30	Lunch
12:30 – 1:30	5. Questrade	Mary Joyce Empensando
1:30 – 2:45	6. Priorities Review (attachment)	All members
2:45 – 3:00	7. Other Business (attachments)