May 20, 2021 - Investor Advisory Panel - Agenda

Meeting Date:

Thursday, May 20, 2021   9:30 am – 3:30 pm

Location:

Video Conference

Members:

Neil Gross (Chair), Patti Best, Daniel Brunet, Brigitte Catellier, Serge Kalloghlian, Supriya Kapoor, Ivy Lam, Harvey Naglie

Invitees:

Tyler Fleming – Director, Investor Office, OSC  

Paola Cifelli – Manager, Policy and Initiatives, Investor Office, OSC 

Caroline Cakebread – IAP Consultant 

Maureen Jensen – Former Chair and Chief Executive Officer, OSC  

John De Goey - Portfolio Manager, Wellington-Altus Private Wealth Inc. 

Dan Hallett – Vice-President, Research & Principal, Highview Financial Group 

Dr. Brian Scholl – Principal Economic Advisor and Senior Economist, Office of the Investor Advocate, U.S. Securities and Exchange Commission 

Alycia Chin – Senior Financial Economist, Office of the Investor Advocate, U.S. Securities and Exchange Commission  

Adam Anicich – Special Advisor and Investor Engagement Manager, Office of the Investor Advocate, U.S. Securities and Exchange Commission 

 

TIME

AGENDA ITEMS

PRESENTERS

9:30 - 9:45

1. Chair’s Report

Neil Gross

9:45 - 10:00

2. Investor Office Update

Tyler Fleming

10:00 - 11:00

3. Former Chair and CEO Discussion 

Maureen Jensen 

11:00 - 12:00

4. Investor Policy Initiatives 

John De Goey 

12:00 - 12:30

5. LUNCH

 

12:30 - 1:30

6. Investor Policy Initiatives 

Dan Hallett 

1:30 – 2:30 

7. US SEC POSITIER (Policy-Oriented Stakeholder and Investor Testing for Innovative and Effective Regulation) program 

Dr. Brian Scholl 
Alycia Chin 
Adam Anicich  

2:30 – 2:45 

8. Gender Bias and Underserviced Communities 

All members

2:45 – 3:00 

9. Ontario Data Oversight Authority 

All members

3:00 – 3:15  10. IIROC Expert Investor Issues Panel  All members
3:15 – 3:30  11. Other Business  All members

 

FUTURE 2021 MEETING DATES:

Thursday June 24, 2021 
Thursday July 22, 2021  
Thursday August 19, 2021
Thursday September 23, 2021

Thursday October 21, 2021
Thursday November 18, 2021
Thursday December 9, 2021