September 15, 2022 - Investor Advisory Panel - Agenda

Meeting Date: Thursday, September 15, 2022
Meeting Time: 9:30 am – 3:00 pm
Location: Video Conference
Members: Neil Gross (Chair), Daniel Brunet, Brigitte Catellier, Supriya Kapoor, Ivy Lam,  Cary List, Jim Sinclair, Ilana Singer, Leslie Wood 
Invitees:

Tyler Fleming – Director, Investor Office, OSC  

Paola Cifelli – Manager, Policy and Initiatives, Investor Office, OSC 

Marian Passmore – Senior Advisor, Investor Office, OSC 

Caroline Cakebread – IAP Consultant 

Andrew J. Kriegler - President and Chief Executive Officer, Investment Industry Regulatory Organization of Canada  

Deana Djurdjevic - Chief Administrative Officer, Executive Office, OSC 

David Fountain – Chief Information Officer, OSC, CSA IT Systems Office 

Katie Walmsley - President, Portfolio Management Association of Canada  

James Fraser – President and Chief Executive Officer, TruX Investments 

Claire Van Wyk-Allan - Managing Director, Head of Canada, Alternative Investment Management Association  

Laura Paglia – President and Chief Executive Officer, Investment Industry Association of Canada 

 

TIME

AGENDA ITEMS

PRESENTERS

9:30 – 9:45 1. Chair’s Report

Neil Gross

9:45 – 10:00 2. OSC Update Tyler Fleming
10:00 – 10:30 3. Planning - Fall meeting with OSC’s Board of Directors All Members
10:30 – 11:00  4. Update on the New SRO  Andrew J. Kriegler  
11:00 – 12:00  5. SEDAR +  Deana Djurdjevic and David Fountain 
12:00 – 12:30  Lunch  
12:30 – 2:45  6. Small Market Roundtable  Katie Walmsley, James Fraser, Claire Van Wyk-Allan and Laura Paglia
2:45 – 3:00 7. Other Business All members

 

FUTURE 2022 MEETING DATES:

Thursday, October 20, 2022

Thursday, November 10, 2022

Thursday, December 8, 2022