Notice of Commission Deemed Approval – Housekeeping Amendments to UMIR Policy 7.1 – Investment Industry Regulatory Organization of Canada (IIROC)

Market Regulation Document Type
IIROC rule review

The Ontario Securities Commission did not object to the classification of IIROC’s proposed housekeeping amendments to Policy 7.1 of the Universal Market Integrity Rules respecting Trading Supervision Obligations. As a result, the proposed housekeeping amendments are deemed to be approved and are effective immediately.

In addition, the Alberta Securities Commission, the Autorité des marchés financiers, the British Columbia Securities Commission, the Financial and Consumer Affairs Authority of Saskatchewan, the Financial and Consumer Services Commission of New Brunswick, the Manitoba Securities Commission, the Newfoundland and Labrador Office of the Superintendent of Securities Services, the Nova Scotia Securities Commission, and the Prince Edward Island Office of the Superintendent of Securities did not object to the amendments.

A copy of IIROC’s Notice of Approval/Implementation and the text of the approved amendments can be found at