CSA Consultation Paper 81-408 - Consultation on the Option of Discontinuing Embedded Commissions (Session A)
11
avr.
2017
14h00
-
16h00
Webinar
Event Details
The seminar will provide an overview of the CSA’s consultation on the option of discontinuing embedded commissions. Key topics discussed will include: the CSA’s consultation objectives, the investor protection and market efficiency issues that embedded commissions raise, the proposed scope of a potential policy discontinuing embedded commissions, the CSA’s analysis of the potential impacts of discontinuing embedded commissions in Canada, and potential measures to mitigate unintended consequences.
Who should Attend:
Registered representatives, ultimate designated persons, chief compliance officers, and legal counsel for investment fund managers and dealers.
Benefits:
- Enhance understanding of the CSA’s proposal on the option of discontinuing embedded commissions and its assessment of the potential impacts of such a change on investors and industry participants;
- Gain insights that will assist in responding to the consultation paper.
Documents
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