le 14 août 2018 Decision CIBC Asset Management Inc. and Canadian Imperial Bank of Commerce Ordonnances et décisions
le 16 mai 2017 Decision Invesco Canada Ltd. and Professional Association of Financial Services Advisors Ordonnances et décisions
le 15 mars 2016 Decision FT Portfolios Canada Co. and First Trust Senior Loan ETF (CAD-Hedged) Ordonnances et décisions
le 28 septembre 2017 Decision The Royal Bank of Scotland PLC and National Westminster Bank PLC Ordonnances et décisions