le 28 avril 2015 Decision Manulife Securities Incorporated and Manulife Securities Investment Services Inc. Ordonnances et décisions
le 31 mars 2015 Decision Mandeville Private Client Inc. and Mandeville Wealth Services Inc. Ordonnances et décisions
le 26 février 2008 MRRS Decision Independent Financial Brokers of Canada and Goodman and Company, Investment Counsel Ltd. - MRRS Decision Ordonnances et décisions
le 27 décembre 2007 MRRS Decision Berkshire Investment Group Inc. and Berkshire Securities Inc. Ordonnances et décisions
le 3 janvier 2008 MRRS Decision TD Asset Management Inc. et al. - MRRS Decision Ordonnances et décisions
le 1 août 2007 MRRS Decision Canadian Institute for Financial Planners and Franklin Templeton Investments Corp. - MRRS Decision Ordonnances et décisions
le 16 mars 2015 Director's Decision Royal Bank of Canada and the Persons and Companies Listed in Annex A – s. 5.1 of OSC Rule 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions Ordonnances et décisions
le 7 septembre 2018 Decision Prometic Life Sciences Inc. – s. 5.1 of OSC Rule 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions Ordonnances et décisions
le 15 août 2016 Decision Canadian Imperial Bank of Commerce and the Persons and Companies Listed in Annex A – s. 5.1 of OSC Rule 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions Ordonnances et décisions
le 20 octobre 2015 Order First Trust Advantaged Short Duration High Yield Bond Fund – s. 1.1 Ordonnances et décisions