le 8 mai 2015 Decision Sentry Investments Inc. and certain other registered firms as of July 15, 2015 Ordonnances et décisions
le 8 mai 2015 Decision Sentry Investments Inc. and certain other registered firms Ordonnances et décisions
le 8 mai 2015 Decision TD Investment Services Inc. and MFDA member firms registered as of July 15, 2015 Ordonnances et décisions
le 8 mai 2015 Decision TD Investment Services Inc. and MFDA member firms registered as of July 15, 2015 Ordonnances et décisions
le 29 mai 2014 Decision Desjardins Securities Inc. and IIROC members firms registered as of July 15, 2014 Ordonnances et décisions
le 13 septembre 2011 Decision USC Education Savings Plans Inc. and others registered as of November 5, 2010 Ordonnances et décisions
le 13 septembre 2011 Decision Vantage Asset Management Inc. and other Portfolio Managers applying for registration in another category Ordonnances et décisions
le 26 janvier 2009 Decision BMO Harris Private Banking Investment Management Inc. - s. 3.3(4) of OSC Rule 31-502 Proficiency Requirements for Registrants Ordonnances et décisions
le 10 février 2008 Order Goldman, Sachs & Co. - s. 6.1 of OSC Rule 91-502 Trades in Recognized Options Ordonnances et décisions
le 27 janvier 2009 Decision Harrow Partners Ltd. - s. 3.3(4) of OSC Rule 31-502 Proficiency Requirements for Registrants Ordonnances et décisions
le 3 février 2009 Decision MFS Institutional Advisors, Inc. - s. 7.1(1) of NI 33-109 Registration Information Ordonnances et décisions
le 24 février 2009 Ruling Morgan Stanley & Co. Incorporated and Morgan Stanley & Co. International PLC - s. 38 of the CFA and s. 6.1 of Rule 91-502 Trades in Recognized Options Ordonnances et décisions
le 9 février 2009 Order National Bank Financial Inc. and National Bank Financial Ltd. - s. 4.1 of Rule 31-502 Ordonnances et décisions
