le 5 mars 2014 Document Ian Pember (Alternative Investment Management Association): Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 5 mars 2014 Document Cardinale N., Pollock S., Brelser K., David A., Neilsen L., and Rafuse M. (RBC Dominion Securities Inc.; RBC Direct Investing Inc.; RBC Global Asset Management Inc.; Royal Mutual Funds Inc.; RBC Philips, Hager & North Investment Counsel Inc.): Proposed Am Documents ouverts dans un nouvel onglet Comment letters
le 5 mars 2014 Document Katie A. Walmsley & Scott Mahaffy (Portfolio Management Association of Canada): Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 5 mars 2014 Document Alix d’Anglejan-Chatillon, Ramandeep K. Grewal, Philip J. Henderson, Kenneth G. Ottenbreit, Darin R. Renton, Simon A. Romano (Stikeman Elliott LLP): Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Form Documents ouverts dans un nouvel onglet Comment letters
le 5 mars 2014 Document Lindsay Speed (Canadian Foundation for Advancement of Investor Rights): Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 5 mars 2014 Document Mark Tiffin (Capital International Asset Management (Canada), Inc.): Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 5 mars 2014 Document Robert Toomey (The Securities Industry and Financial Markets Association): Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 4 mars 2014 Document Erez Blumberger (AUM Law Professional Corporation): Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 4 mars 2014 Document Susan Copland (Investment Industry Association of Canada): Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 4 mars 2014 Document Dino Macri: Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 12 février 2014 Document Letters received from individuals at Privest Wealth Management: Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 11 février 2014 Document Weston Fader (Atlas Wealth Financial): Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 10 février 2014 Document Mark Samborski: Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 7 février 2014 Document Kent Wiebe: Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 6 février 2014 Document Letters received from individuals at Sloane Capital Corp.: Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 6 février 2014 Document Letters received from individuals at Raintree Financial Solutions: Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 6 février 2014 Document Letters received from individuals at WealthTerra Capital Management Inc.: Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 11 mars 2003 Document Bob Lesperance: CSA Notice: 33-402 - Principles and Practices for the Sale of Products and Services in the Financial Sector Documents ouverts dans un nouvel onglet Comment letters
le 3 juillet 2003 Document David Phillips (Credit Union Central of Canada): CSA Notice: 33-402 - Principles and Practices for the Sale of Products and Services in the Financial Sector Documents ouverts dans un nouvel onglet Comment letters
le 17 juin 2003 Document Stephen Stewart (Atlantic Blue Cross Care): CSA Notice: 33-402 - Principles and Practices for the Sale of Products and Services in the Financial Sector Documents ouverts dans un nouvel onglet Comment letters
