le 15 février 2013 Document Sandra L. Kegie (Association of Canadian Compliance Professionals): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration R Documents ouverts dans un nouvel onglet Comment letters
le 15 février 2013 Document Craig Skauge & Cora Pettipas (National Exempt Market Association): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Re Documents ouverts dans un nouvel onglet Comment letters
le 15 février 2013 Document Alix d'Anglejan-Chatillon, Kenneth G. Ottenbreit & Kathleen G. Ward (Stikeman Elliott LLP): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy Documents ouverts dans un nouvel onglet Comment letters
le 14 février 2013 Document Peter Lewis & James Deeks (RESP Dealers Association of Canada): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requi Documents ouverts dans un nouvel onglet Comment letters
le 14 février 2013 Document M. Catherine Tuckwell (Scotia Asset Management L.P.): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, E Documents ouverts dans un nouvel onglet Comment letters
le 14 février 2013 Document Mark McKenna (Walton Capital Management Inc.): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptio Documents ouverts dans un nouvel onglet Comment letters
le 14 février 2013 Document Susan Copland (Investment Industry Association of Canada): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requiremen Documents ouverts dans un nouvel onglet Comment letters
le 6 février 2013 Document W. Sian Burgess (Fidelity Investments Canada ULC): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exem Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document Manuel DaSilva (Canfin Magellan Investments Inc.): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exem Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document Doug Bennett (Edward Jones): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Reg Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document Investor Advisory Panel: Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registr Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document Jim B. F. Cripps (Assantle Financial Management Ltd.): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document Yvan-Pierre Grimard (Desjardins): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoin Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document Duff Young: Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligatio Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document M. Catherine Tuckwell (Scotia Asset Management): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exempt Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Blair Cooper (Tradex Management Inc.): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Jessica Mitchell (Tri View Capital Ltd.): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Jason Jardine (Leede Jones Gable Inc.): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Donald I. Campbell (Canadian Compliance & Regulatory Law): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document David Gilkes, Brian Koscak, Nadine Milne, Doug Bedard and Georgina Blanas (Private Capital Markets Association of Canada): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
