le 30 septembre 2016 Document Normand Pepin (iA Financial Group): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Daniel Labonté (MD Financial Management Inc.): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document John S. Clark (Pacific Spirit Investment Management Inc.): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Linda Fuerst and Jeremy Devereux (Norton Rose Fulbright Canada LLP): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Paul D. Allison (Raymond James Ltd.): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Nancy Allan (Independent Financial Brokers of Canada): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Marc Flynn (Canadian Securities Institute): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Barry S. McInerney (Mackenzie Financial Corporation): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Steven J. Donald (Assante Wealth Management Ltd): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Michael A. Burns (Alternative Investment Management Association): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Merici Young (Compass360 Consulting Inc.): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Ontario Mortgage Investment Companies Association: CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Eric Adelson (Invesco Canada Ltd.): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Bill Packham and Alexandra Williams (Qtrade Financial Group): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 1 février 2016 Document Jim Oosterbaan, Alain Miquelon and John McKenzie(TMX Group Limited): Proposed NI 24-102 Clearing Agency Requirements and Related Companion Policy 24-102CP Documents ouverts dans un nouvel onglet Comment letters
le 1 février 2016 Document Alan Marquard (CLS Bank International): Proposed NI 24-102 Clearing Agency Requirements and Related Companion Policy 24-102CP Documents ouverts dans un nouvel onglet Comment letters
le 1 février 2016 Document Darren Hannah (Canadian Bankers Association): Proposed NI 24-102 Clearing Agency Requirements and Related Companion Policy 24-102CP Documents ouverts dans un nouvel onglet Comment letters
le 15 janvier 2019 Document Sunil Cutinho (CME Group Inc.): Proposed NI 24-102 Clearing Agency Requirements and Related Companion Policy 24-102CP Documents ouverts dans un nouvel onglet Comment letters
le 16 janvier 2019 Document Deanna Dobrowsky (TMX Group Limited): Proposed NI 24-102 Clearing Agency Requirements and Related Companion Policy 24-102CP Documents ouverts dans un nouvel onglet Comment letters
le 16 janvier 2019 Document Julian Oliver (LCH Limited): Proposed NI 24-102 Clearing Agency Requirements and Related Companion Policy 24-102CP Documents ouverts dans un nouvel onglet Comment letters
