OSC Notice and Request for Comment – Application for Exemption from Recognition as a Clearing Agency – CLS Bank International
Marchés, OAR et agences de compensation
Application to the Ontario Securities Commission for Exemption from Recognition as a Clearing Agency in Ontario – ICE Clear Credit LLC
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Exemptive Relief – CME Clearing Europe Limited
Marchés, OAR et agences de compensation
Fundserv Notice – New Rules for Service Providers Related to Access Standards – FundSERV Inc.
Marchés, OAR et agences de compensation
OSC Notice and Request for Comment – Application for Exemption from Recognition as a Clearing Agency – CME Clearing Europe Limited
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Variation and Restatement of CME Clearing Europe Limited's Interim Order – CME Clearing Europe Limited
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Variation of Exemptive Relief – Eurex Clearing AG
Marchés, OAR et agences de compensation
Application for Exemption from Recognition as a Clearing Agency
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Interim Exemptive Relief – CME Clearing Europe Limited
Marchés, OAR et agences de compensation
Deanna Dobrowsky (TMX Group Limited)
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Exemptive Relief – Eurex Clearing AG
Marchés, OAR et agences de compensation
OSC Notice and Request for Comment – Application for Exemption from Recognition as a Clearing Agency – Eurex Clearing AG
Marchés, OAR et agences de compensation
Notice and Request for Comment – Revised Application for Approval of MFDA Investor Protection Corporation – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice and Request for Comment – Revised Application for Approval of MFDA Investor Protection Corporation – Exhibit B - Blacklined – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice and Request for Comment – Revised Application for Approval of MFDA Investor Protection Corporation – Exhibit C – Blacklined – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice and Request for Comment – Revised Application for Approval of MFDA Investor Protection Corporation – Exhibit D – Blacklined – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice and Request for Comment – Revised Application for Approval of MFDA Investor Protection Corporation – Exhibit E – Blacklined – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Housekeeping Amendments to MFDA By-law No. 1, Section 8 – For the Protection of Directors Officers and Others – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Housekeeping Amendments to MFDA By-law No. 1, Section 8 – For the Protection of Directors, Officers and Others – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice and Request for Comments – Material Amendments to CDS Procedures – TRAX – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
