Order – TW SEF LLC
Marchés, OAR et agences de compensation
Order – TW SEF LLC
Marchés, OAR et agences de compensation
Schedule B.1 to IIROC Transition Rule No. 1 – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 19-0144 – Dealer Member Plain Language Rule Book – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to Client Identification and Verification Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 19-0145 – Amendments to Client Identification and Verification Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to Form 1 for use in, and Consistency with, the Dealer Member Plain Language Rule Book – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 19-0146 – Amendments to Form 1 for use in, and Consistency with, the Dealer Member Plain Language Rule Book – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission – Amendments to Forms and Guidance Respecting Investment in a Dealer Member – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 19-0147 – Amendments to Forms and Guidance Respecting Investment in a Dealer Member – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
OSC Notice and Request for Comment – Application for Exemption from Recognition as a Clearing Agency – Nodal Clear, LLC
Marchés, OAR et agences de compensation
Notice of Proposed Changes and Request for Feedback – Omega ATS
Marchés, OAR et agences de compensation
Notice of Commission Order – Interim Exemption Order – Nodal Exchange, LLC
Marchés, OAR et agences de compensation
Notice of Approval - Proposed Change to Provide Canadian Clients Access to the LiquidityEdge Electronic Fixed Income Trading Platform - MarketAxxess Canada Company
Marchés, OAR et agences de compensation
Notice of Proposed Change and Request for Comment - MarketAxess Canada Company
Marchés, OAR et agences de compensation
IIROC Notice 19-0134 – Amendments Respecting Provision of Price Improvement by a Dark Order – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proposed Amendment to IIROC By-law No. 1 Regarding Director Term Limits – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments Respecting Client Identifiers for Reportable Debt Transactions – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 19-0179 – Amendments Respecting Client Identifiers for Reportable Debt Transactions – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 19-0118 - Proposed Amendments Respecting Client Identifiers for Reportable Debt Transactions
Marchés, OAR et agences de compensation
