Notice of Approval – Public Interest Rule Amendments to the Listing Manual - Neo Exchange Inc.
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Notice of Commission Approval – New MFDA Policy No. 11 – Proficiency Standards for the Sale of Alternative Mutual Funds – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Approval - System Functionality - Second Trading Book- CSE2 - Canadian Securities Exchange
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Notice – Housekeeping Rule Amendments to the TSX Company Manual – Toronto Stock Exchange (TSX Inc.)
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Notice of Withdrawal of Proposed Amendment to Trading Fees - Canadian Securities Exchange
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Notice of Commission Order – Application for Exemptive Relief – Dealerweb Inc.
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Notice of Commission Order – Application for Exemptive Relief – LedgerEdge Limited
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Notice of Commission Approval – Amendments to MFDA Rules 2.3.2, 2.3.3 and 5.1 regarding Limited Trading Authorization and Record-Keeping Requirements – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Deemed Approval – Housekeeping Amendments to IIROC Rules and Form 1 Relating to London Bullion Market Association (LBMA) Memberships – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Staff Notice of Request for Comment – Proposed Significant Change to Eliminate CDS Fee Rebates and Proposed Amendments to Eliminate Network Connectivity Fees and to Eliminate Report File Transmission Fees – CDS Clearing and Depository Services Inc. (CDS)
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Notice of Withdrawal – Proposed Significant Change to Eliminate CDS Fee Rebates and Proposed Amendments to Eliminate Network Connectivity Fees – CDS Clearing and Depository Services Inc. (CDS)
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Request for Comment – Notice of Proposed Margin Requirements for Structured Products – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 21-0032 – Proposed margin requirements for structured products – Investment Industry Regulatory Organization of Canada (IIROC)
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CDS Rule Amendment Notice - Technical Amendments to CDS Procedures - Pledge: Changes to RMS 171 and 172 Security Loan Item Report
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OSC Staff Notice of Request for Comment – Amendments to the Operations Manual and the Risk Manual to Address its Intra-Day Variation Margin Exposure – Canadian Derivatives Clearing Corporation (CDCC)
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Request For Comments – Amendment to the Operations Manual and the Risk Manual of the CDCC to Address its Intra-Day Variation Margin Exposure – Canadian Derivatives Clearing Corporation (CDCC)
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OSC Staff Notice of Request for Comment – Amendment to the Risk Manual to Address the Stress Testing Framework – Canadian Derivatives Clearing Corporation (CDCC)
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Draft Order – Tradition SEF Inc.
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Application for Exemption from Recognition as an Exchange – trueEX LLC
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Application for Exemption from Recognition as an Exchange – TW SEF LLC
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