Notice of Approval – Change to Trading Hours – Lynx ATS
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Notice and Request for Comment – Proposed Operating Hours Change – Omega ATS
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Notice and Request for Comment – Proposed Operating Hours Change – Lynx ATS
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Notice of Commission Approval – Lynx ATS Fee Model Change – Lynx ATS
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Request for Comment – Proposed Amendments Respecting Disclosure of Information by Ombudsman Service to IIROC – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval - Approval of Amendments to IDA Regulation 100.4 - Capital share, Convertible Security and Exercisable Security Offsets
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Notice of Commission Approval - Approval of Amendments to IDA Regulation 100.4 - Capital Share, Convertible Security and Exercisable Security Offsets
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Notice of Commission Approval - Proposed IDA By-law No. 39 - Principal and Agent
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Text of Proposed By-law No. 39 - Principal and Agent
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Notice of Commission Approval - Amendments to IDA By-law 5.6 Small Investments by Industry Investors in Another Member or Holding Company
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Notice of Commission Approval - Amendment to IDA Policy 6, Proficiency Requirements for Portfolio Managers and Futures Contracts Portfolio Managers
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Notice of Commission Approval - Amendment to IDA Regulation 100 - Positions in and Offsets Involving Interest Rate and Performance Swaps
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Notice of Commission Approval - Amendments to IDA Regulation 200.1 - Minimum Records
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Notice of Commission Approval - Amendments to IDA Regulation 100.2A and By-law 1 - Margin Requirements for Bonds with Embedded Options
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Notice of Commission Approval - Amendments to IDA By-law 37 - Ombudsman for Banking Services and Investments
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Notice of Commission Approval - Amendments to IDA Regulation 100.12 - Capital and Margin Requirements for Capital Trust Securities
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IDA Response to Comment Received on Proposed Amendments to IDA By-laws 1.1 and 29 - Conflicts of Interest and Client Priority
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Request for Comments - Amendments to IDA Regulation 100.12 and Schedule 2 of Form 1 regarding Margin Requirements for Securities Held in a Registered Trader's Account
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Request for Comments - Amendments to IDA By-law 7.5 and Policy No. 6 Part I (2A) Regarding CFO Qualifying Examination - Late Completion Fee
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Notice of Commission Approval - Housekeeping Amendments to IDA Regulation 100.20 and Notes and Instructions to Schedule 9 Regarding Securities Concentration Charge
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