Notice of Commission Approval – Amendments to MFDA Rule 1.1.2 (Compliance by Approved Persons) – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Deemed Approval – Housekeeping Amendments to Form 1, Part II – Report on Compliance for Insurance, Segregation of Securities and Guarantee/Guarantor Relationships – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Approval of Proposed Change to the MATCHNow Trading System – TriAct Canada Marketplace LP
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Staff Notice and Request for Comment – Application for Variation of Exemption Order – CME Amsterdam B.V.
Marchés, OAR et agences de compensation
Application for Variation of Exemption Order – CME Amsterdam B.V.
Marchés, OAR et agences de compensation
Draft Variation Order – CME Amsterdam B.V.
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Staff Notice and Request for Comment – Application for Exemption From Recognition as an Exchange – BrokerTec Europe Limited
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Draft Order - Exemption From Recognition as an Exchange – BrokerTec Europe Limited
Marchés, OAR et agences de compensation
Application for Exemption From Recognition as an Exchange – BrokerTec Europe Limited
Marchés, OAR et agences de compensation
Notice of Commission Order – Approval of Application regarding the IIROC Restricted Fund – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Amendments Respecting the Codification of Certain UMIR Exemptions – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comments – Amendments to TSX Company Manual – Toronto Stock Exchange (TSX Inc.)
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Notice of Commission Order – Application for Variation of Exemption Order – CME Amsterdam B.V.
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Exemption from Recognition as an Exchange and from the Marketplace Rules – BrokerTec Europe Limited
Marchés, OAR et agences de compensation
Notice of Withdrawal – Proposed Amendments to the Risk Manual of the CDCC to Introduce a New Risk Model Recalibration Process – Canadian Derivatives Clearing Corporation (CDCC)
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OSC Staff Notice of Request for Comment – Material Amendments to CDS External Procedures Related to the Participant Fund Administered by CDS for the New York Link Service – CDS Clearing and Depository Services Inc.
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Notice and request for comment – Material amendments to CDS External procedures – CDS Clearing and Depository Services Inc.
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Notice of Completion of Staff Review of Initial Operation Report – Coinsquare Capital Markets Ltd.
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Notice of Withdrawal – Proposed Amendments Respecting Disclosure of Information by Ombudsman Service to IIROC – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 21-0096 – Withdrawal of proposed amendments respecting disclosure of information by ombudsman service to IIROC – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
