le 19 janvier 2017 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Approval – Material Amendments to CDS Procedures Relating to Transfer Agents – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 22 décembre 2016 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Effective Date – Technical Amendments to CDS Procedures – Change for Nasdaq CXD Bring-On – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 15 décembre 2016 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review OSC Staff Notice of Request for Comment – Material Amendments to CDS Procedures relating to Cessation of Eligibility of Physical Certificates for Deposit at CDS – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 21 février 2019 Market Regulation Document Type IIROC rule review Request for Comment – Proposed Amendments to Notes and Instructions to Schedules 1 and 7 of Form 1 Regarding Agency Tri-Party Arrangements – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 1 décembre 2016 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review OSC Staff Notice of Request for Comment – Material Amendments to CDS Procedures Relating to CDS-DTCC Payment Service – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 20 octobre 2016 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review OSC Staff Notice of Request for Comment – Material Amendments to Participant Rules – Automatic and Discretionary Suspension – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 21 février 2019 Market Regulation Document Type IIROC rule review IIROC Notice 19-0027 – Proposed Amendments to Notes and Instructions to Schedules 1 and 7 of Form 1 Regarding Agency Tri-Party Arrangements – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 6 juillet 2017 Market Regulation Document Type IIROC rule review IIROC Notice 17-0139 – Proposed Amendments to Client Identification and Verification Requirements – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 29 juin 2017 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Rule Amendments to Facilitate the Investment Industry’s Move to T+2 Settlement – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 29 juin 2017 Market Regulation Document Type IIROC rule review IIROC Notice 17-0133 – Notice of Commission Approval – Rule Amendments to Facilitate the Investment Industry’s Move to T+2 Settlement – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 25 mai 2017 Market Regulation Document Type IIROC rule review Re-Publication of Proposed Amendments Respecting the Reporting of Certain Trades on Acceptable Foreign Trade Reporting Facilities – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 25 mai 2017 Market Regulation Document Type IIROC rule review IIROC Notice 17-0111 – Re-Publication of Proposed Amendments Respecting the Reporting of Certain Trades on Acceptable Foreign Trade Reporting Facilities – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 18 mai 2017 Market Regulation Document Type IIROC rule review Request for Comment – Amendments to Dealer Member Rules and Form 1 Relating to the Futures Market Segregation and Portability Customer-Protection Regime – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 8 décembre 2016 Market Regulation Document Type IIROC rule review IIROC Notice 16-0287 – Proposed Amendments Respecting Trading Supervision – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 8 décembre 2016 Market Regulation Document Type IIROC rule review IIROC Notice 16-0288 – Proposed Guidance on Trading Supervision Obligations – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 23 juin 2016 Market Regulation Document Type IIROC rule review Notice of Request for Comments – Proposed Non-Material Amendments to Schedule 12 of Form 1 – Margin on Futures Concentrations and Deposits and its Notes and Instructions – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 23 juin 2016 Market Regulation Document Type IIROC rule review IIROC Notice 16-0142 – Non-material amendments to Schedule 12 of Form 1 and its Notes and Instructions – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 23 juin 2016 Market Regulation Document Type IIROC rule review Notice of Request for Comments – Proposed Material Amendments to Schedule 12 of Form 1 – Margin on Futures Concentrations and Deposits and its Notes and Instructions – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 23 juin 2016 Market Regulation Document Type IIROC rule review IIROC Notice 16-0141 – Material amendments to the Notes and Instructions to Schedule 12 of Form 1 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 4 mai 2017 Market Regulation Document Type IIROC rule review OSC Staff Notice of Commission – Housekeeping Amendments to Remove Statement G of the Form 1 and Corollary Amendments to the Form 1 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
