Request for Comments - Amendments to IDA Bylaws 10.1 and 10.4 Regarding Board of Directors, National Advisory Committee and Meetings
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Request For Comments - Amendments to IDA Policy 6, Part 1 Regarding Proficiency Requirements for Futures Contract Portfolio Managers and Associate Futures Contract Portfolio Managers
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Request for Comments - Amendments to IDA Policy 6, Parts I and II Regarding Wealth Management Essentials Course
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IDA Proposed New Methodology for Margining Equity Securities - Regulation 100 and Form 1
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Request for Comments - Amendments to IDA Regulation 100.12 and Schedule 2 of Form 1 regarding Margin Requirements for Securities Held in a Registered Trader's Account
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Request for Comments - Amendments to IDA By-law 7.5 and Policy No. 6 Part I (2A) Regarding CFO Qualifying Examination - Late Completion Fee
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IIROC Notice 19-0144 – Dealer Member Plain Language Rule Book – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Amendments to Client Identification and Verification Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 19-0145 – Amendments to Client Identification and Verification Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Amendments to Form 1 for use in, and Consistency with, the Dealer Member Plain Language Rule Book – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 19-0146 – Amendments to Form 1 for use in, and Consistency with, the Dealer Member Plain Language Rule Book – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission – Amendments to Forms and Guidance Respecting Investment in a Dealer Member – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 19-0147 – Amendments to Forms and Guidance Respecting Investment in a Dealer Member – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Order – Application for Exemptive Relief – Banque Centrale de Compensation Carrying on Business as LCH SA
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Notice of Commission Approval – Amendments Respecting Provision of Price Improvement by a Dark Order – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Withdrawal - Proposed Amendments to Trading System - Canadian Securities Exchange
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IIROC Notice 19-0060 – Proposed Amendment to IIROC By-law No. 1 Regarding Director Term Limits – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – Proposed Amendments Respecting Client Identifiers for Reportable Debt Transactions – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice – Issuance of Variation Order – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Request for Comment – Material Amendments to CDS External Procedures Related to Liquidity Risk Management – CDS Clearing and Depository Services Inc.
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