le 23 février 2017 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Commission Approval – Material Amendments to CDS Procedures – CDS-DTCC Payment Service – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 16 mars 2017 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Commission Approval – Material Amendments to CDS Rules – Automatic and Discretionary Suspension – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 5 mars 2019 Market Regulation Document Type IIROC rule review IIROC Notice 19-0036 – Housekeeping amendments to Form 1 to adopt IFRS reporting requirements for leases – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 19 janvier 2017 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Approval – Material Amendments to CDS Procedures Relating to Transfer Agents – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 22 décembre 2016 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Effective Date – Technical Amendments to CDS Procedures – Change for Nasdaq CXD Bring-On – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 15 décembre 2016 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review OSC Staff Notice of Request for Comment – Material Amendments to CDS Procedures relating to Cessation of Eligibility of Physical Certificates for Deposit at CDS – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 21 février 2019 Market Regulation Document Type IIROC rule review Request for Comment – Proposed Amendments to Notes and Instructions to Schedules 1 and 7 of Form 1 Regarding Agency Tri-Party Arrangements – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 21 juin 2018 Market Regulation Document Type IIROC rule review Notice of Commission Deemed Approval – Housekeeping Amendments to UMIR Policy 7.1 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 21 juin 2018 Market Regulation Document Type IIROC rule review IIROC Notice 18-0118 – Housekeeping amendments to the provisions respecting Trading Supervision Obligations – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 12 avril 2018 Market Regulation Document Type IIROC rule review Request for Comment – Republication of Proposed Amendments to Client Identification and Verification Requirements – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 12 avril 2018 Market Regulation Document Type IIROC rule review IIROC Notice 18-0079 – Republication of Proposed Amendments to Client Identification and Verification Requirements – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 5 avril 2018 Market Regulation Document Type IIROC rule review Request for Comment – Proposed Amendments Respecting Mandatory Reporting of Cybersecurity Incidents – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 5 avril 2018 Market Regulation Document Type IIROC rule review IIROC Notice 18-0070 – Proposed Amendments Respecting Mandatory Reporting of Cybersecurity Incidents – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 28 mars 2018 Market Regulation Document Type IIROC rule review Notice of Commission Approval – IIROC Notice 17-024 – Amendments to the Minimum Dealer Regulation Fee Component – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 8 mars 2018 Market Regulation Document Type IIROC rule review Request for Comment – Proposed Amendments to Transaction Reporting for Debt Securities – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 28 septembre 2017 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendments to Dealer Member Rule 200.2(l)(x)(B) on Trade-Confirmation Suppression Requirements – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 28 septembre 2017 Market Regulation Document Type IIROC rule review IIROC Notice 17-0188 – Notice of Approval – Amendments to trade-confirmation suppression requirements – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 27 juillet 2017 Market Regulation Document Type IIROC rule review Notice of Withdrawal – Proposed Provisions Respecting the Execution and Reporting of Certain "Off-Marketplace" Trades – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 9 août 2018 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendments Respecting the Reporting of Certain Trades to Acceptable Foreign Trade Reporting Facilities – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 9 août 2018 Market Regulation Document Type IIROC rule review IIROC Notice 18-0154 – Amendments Respecting the Reporting of Certain Trades to Acceptable Foreign Trade Reporting Facilities – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
