Notice and Request for Comment – Application by The London Metal Exchange for Exemption from Recognition and Registration as an Exchange and Related Registration Relief
Marchés, OAR et agences de compensation
Unofficial Consolidated Recognition Order – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
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Variation of Recognition Order – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Amendments Respecting Order Execution Only Service Eligibility and Adviser Identifiers – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Exemption Order – Application for Exemption – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
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Notice of Exemption Order – Application for Exemption – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
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IDA By-law Nos. 2 and 20 – Membership Application Process – Withdrawal of Proposed Rule Amendments
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Notice of Commission Approval – Consolidation of IIROC Enforcement, Procedural, Examination and Approval Rules – Investment Industry Regulatory Organization of Canada (IIROC)
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Recognition Order of the IDA as an SRO pursuant to section 21.1 of the Securities Act (Ontario)
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IIROC Notice 16-0122 – Implementation of the consolidated IIROC Enforcement, Examination and Approval Rules – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval - Housekeeping Amendments to IDA Regulations 100.2(d) and 100.13
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Notice of Commission Approval - IDA Proposed Housekeeping Amendments to Regulations 100.2(d) and 100.13
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IDA Amendments To Regulations 100.2, 100.20, 400.4 And Form 1 – Margin Requirements For Precious Metals
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Notice of Approval - Housekeeping Amendments to CNQ's Trader Approval Form - Canadian Trading and Quotation System Inc. (CNQ)
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Revised Trader Approval Form - Canadian Trading and Quotation System Inc. (CNQ)
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Notice of Commission Order – Variation of Recognition Order of Canadian Trading and Quotation System Inc. (CNQ)
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Changes to CNQ Rules and Policies - Canadian Trading and Quotation System Inc. (CNQ)
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Revised CNQ Dealer Application - Canadian Trading and Quotation System Inc. (CNQ)
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Notice of Commission Approval - Repeat of CNQ Rule 10-105 - Risk Disclosure Statement - Canadian Trading and Quotation System Inc. (CNQ)
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Summary of Comments - Repeal of Rule 10-105 - Risk Disclosure Statement - Canadian Trading and Quotation System Inc. (CNQ)
Marchés, OAR et agences de compensation
