Notice of Approval and Summary of Comments – Amendments to CSE Listing Policies – Canadian Securities Exchange
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Notice of Commission Approval – Amendments to Rules, Operations Manual, Risk Manual and Default Manual of the CDCC to Introduce the Gross Client Margin (GCM) Model – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Commission Approval – Proposed Amendments to the Rules of the CDCC to Modify the Final Settlement Price of the One-Month CORRA Futures (COA) – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Approval – Proposed Introduction of Two Classes of Conditional Order Types and Matching Functionality to the Instinet Canada Cross Trading System – Instinet Canada Cross Limited (ICX)
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Notice of Proposed Change and Request for Comment – Proposed Fee Model for TSX and TSXV Listed Securities Trading on the CSE – Canadian Securities Exchange
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Application on behalf of Carta Capital Markets, LLC for exemptive relief under the Passport System – Osler, Hoskin & Harcourt LLP – Carta Capital Markets, LLC
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Request for Comment – Proposed New MFDA Policy No. 11 – Proficiency Standards for the Sale of Alternative Mutual Funds – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Housekeeping Rule Amendments – TSX Company Manual – Toronto Stock Exchange (TSX Inc.)
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Notice of Housekeeping Rule Amendments – Housekeeping Amendments to the Toronto Stock Exchange Rule Book – TSX Inc.
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Notice of Approval – Proposed Change to the MATCHNow Trading System – TriAct Canada Marketplace LP
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Notice of Commission Variation Order – Variation of the Recognition Order of Nasdaq CXC Limited and Ensoleillement Inc.
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Notice and Request for Comments – Public Interest Rule Amendments – CSE Policies and Related Forms – Canadian Securities Exchange
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Canadian Securities Exchange - Public Interest Rule Amendment - CSE Policies - Notice and Request for Comments
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Notice and Request for Comment – Application for an Exemption from the Marketplace Rules – Carta Capital Markets, LLC
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OSC Staff Notice of Request for Comment – Proposed Additional Amendments to the Rules, Operations Manual, Risk Manual and Default Manual of the CDCC on the Gross Client Margin (GCM) Model Initiative – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Approval – Conditional Order Facility – TSX Inc.
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Oversight Review Report of the Investment Industry Regulatory Organization of Canada (IIROC)
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Applications for Exemptive Relief – Notice of Commission Orders - Bloomberg Trading Facility Limited and Bloomberg Trading Facility B.V.
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Notice of Commission Approval – Proposed Amendments to CDS Fee Schedule – New York Link/DTC Direct Link Services – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Amendments to MFDA Policy No. 9 Continuing Education (CE) Requirements – Mutual Fund Dealers Association of Canada (MFDA)
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