Notice of Cessation of ATS Business – Equilend Canada Corp.
Marchés, OAR et agences de compensation
Alpha Exchange Inc. – Amendment to Order Processing Delay – Notice of Approval
Marchés, OAR et agences de compensation
Request for Comment – Republication of Proposed Derivatives Rule Modernization, Stage 1 – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
OSC Staff Notice of Request for Comment – Proposed Amendments to the Rules of the CDCC Regarding Cybersecurity – Canadian Derivatives Clearing Corporation (CDCC)
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Request for Comment – Proposed Clarifying Amendments to Registration and Proficiency Requirements – Canadian Investment Regulatory Organization (CIRO)
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ICE NGX Canada Inc. – Application for Amendment of Order Exempting It from Recognition as a Commodity Futures Exchange and as an Exchange – Notice and Request For Comment
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Notice of Material Rule Submission - Proposed Amendments to the Rules, Operations Manual and Risk Manual of the CDCC to Move to T+1 Settlement - Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Proposed Changes and Request for Comment – Broker Preferencing for Anonymous Hidden Orders on CXC and CX2 – Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Notice of Commission Order – KOR Reporting Inc.
Marchés, OAR et agences de compensation
IIROC Notice 19-0181 – Proposed Amendments Respecting Disclosure of Information by Ombudsman Service to IIROC – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Deemed Approval – Housekeeping Amendments to Form 1 for use in, and consistency with, the Plain Language Dealer Member Rules Rule Book – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 19-0180 – Housekeeping amendments to Form 1 for use in, and consistency, with the Plain Language Dealer Member Rules Rule Book – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments Respecting Client Identifiers for Reportable Debt Transactions – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 19-0179 – Amendments Respecting Client Identifiers for Reportable Debt Transactions – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 19-0118 - Proposed Amendments Respecting Client Identifiers for Reportable Debt Transactions
Marchés, OAR et agences de compensation
IIROC Notice 18-0231 – Proposed Amendments Respecting Provision of Price Improvement by a Dark Order – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Deemed Approval – Housekeeping Amendments to Sample Auditor’s Reports in Form 1 – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 18-0230 – Housekeeping amendments to Form 1 to adopt new auditor reporting standards for the audits of regulatory financial statements – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Withdrawal – Proposed Amendments to Dealer Member Rules to Permit Partial Swap Strategies – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 18-0177 – Withdrawal of proposed amendments to Dealer Member Rules to permit partial swap offset strategies – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
