Nasdaq Canada Trading Rules and Policies - Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Amended Exemption Order - s.144 - TSX Venture Exchange Inc.
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Exemption Order - TSX Venture Exchange Inc.
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Application for Order Amending and Restating Exemption Order - TSX Venture Exchange Inc.
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Notice of Commission Approval - Toronto Stock Exchange Inc. Acquisition of Canadian Venture Exchange Inc.
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Notice and Submission - Toronto Stock Exchange Inc. Acquisition of Canadian Venture Exchange Inc.
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Notice of Commission Approval - Canadian Venture Exchange Exemption from Recognition as a Stock Exchange under Section 21 of the Act
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Application for Exemption and Interim Exemption Order - Canadian Venture Exchange
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Variation Order - Amendment to Recognition Order Relating to the Process for the Review and Approval of Rules and the Information Contained in Form 21-101F1 - TMX Group Inc. and TSX Inc.
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Notice and Request for Comment - Proposed Transaction with London Stock Exchange Group PLC - TMX Group Inc. and TSX Inc.
Marchés, OAR et agences de compensation
Notice and Request for Comment – Proposed Amendments to Sections 1 (Definitions) and 3 (Directors) of MFDA By-law No. 1 – Mutual Fund Dealers Association of Canada (MFDA)
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Proposed Amendments to MFDA Rules of Procedure – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Proposed Amendments to Section 35 (No actions against the Corporation) of MFDA By-Law No. 1 – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Material Amendments to CDS Procedures – Enhancements to the ATON Mutual Fund Transfer Request Process – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Material Amendments to CDS Procedures – Enhancements to the CNS Mandatory Allotment and Conversion Process – CDS Clearing and Depository Services Inc.
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Notice of Effective Date – Technical Amendments to CDS Procedures – QST Rate Changes on CDS Forms – CDS Clearing and Depository Services Inc.
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Request for Comments – Material Amendments to CDS Rules – Multi-Classification of Limited Purpose Participants – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Commission Approval – Material Amendments to CDS Rules – CDCC Interface – Phase 2 – Partial Settlement – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Commission Approval – Material Amendments to CDS Procedures – CDCC Interface – Caps and Lines of Credit Updates – CDS Clearing and Depository Services Inc.
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Proposed Amendments to MFDA Rule 2.2 (Client Accounts), Policy No. 2 Minimum Standards for Account Supervision, Rule 2.8 (Client Communications) and Rule 5.3 (Client Reporting) – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
