CNSX Notice 2010-003 – Policy and Rule Amendments – Policy 1, Policy 2, Policy 4, Policy 5 and related forms, new Policy 10 and Rules 1-101, 11-102 and 11-103 – CNSX Markets Inc.
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CNSX Notice 2010-01: - Notice and Request for Comments of Proposed Rule Change - Rule 1-101 Definitions and Rule 11-102 Qualifications for Alternative Market – CNSX Markets Inc.
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CNSX Notice 2009-001 – Notice and Request for Comments – Proposed Policy and Rule Changes – Policy 1, Policy 2, Policy 4, Policy 5 and related forms, and Rule 1-101, Rule 11-102 and Rule 11-103 – CNSX Markets Inc.
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Notice of Commission Approval – French Versions of CNQ Rules and Policies – Canadian Trading and Quotation System Inc. (CNQ)
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Amendments to Policy 6 Distributions - Amendment of Warrant Terms - Notice of Commission Approval - Canadian Trading and Quotation System Inc. (CNQ)
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Amendments to Policy 6 Distributions - Amendment of Warrant Terms - Canadian Trading and Quotation System Inc. (CNQ)
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Notice of Commission Approval – Proposed Amendments to CDS Fee Schedule – Lynx High-Value Payment System Fees – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Proposed Amendments to the Rules, Operations Manual and Risk Manual of the Canadian Derivatives Clearing Corporation to Move to T+1 Settlement – Canadian Derivatives Clearing Corporation (CDCC)
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OSC Notice – Variation of Exchange Recognition Orders – TMX Group Inc. and TSX Inc.
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Notice of Variation Orders – TMX Group Limited, TSX Inc., Alpha Exchange Inc., Neo Exchange Inc., CNSX Markets Inc., and Nasdaq CXC Limited
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OSC Notice – Variation of Exchange Recognition Orders – Nasdaq CXC Limited and Ensoleillement Inc.
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Request for Comment – Rule Consolidation Project – Phase 3 – Canadian Investment Regulatory Organization (CIRO)
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Notice and Request for Comment - Application for Exemption from Recognition as an Exchange - LMAX Pte. Ltd.
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Notice of Commission Approval – Proposed Amendments to CDS Procedures and CDS Fee Schedule Related to the Cessation of the Euroclear France Link and SEB Link Services – CDS Clearing and Depository Services Inc. (CDS)
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Request for Comment - Proposed Integrated Fee Model - Canadian Investment Regulatory Organization (CIRO)
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Notice and Request for Comment – Application for Exemption from Recognition as Exchange – Aegis SEF LLC
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Memorandum of Understanding among the Recognizing Regulators regarding oversight of the New SRO
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Recognition of New Self-Regulatory Organization of Canada
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Memorandum of Understanding among the Regulators regarding oversight of the Canadian Investor Protection Fund (CIPF)
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Notice of Commission Order – Application for Variation of Exemption Order – CME Amsterdam B.V.
Marchés, OAR et agences de compensation
