Notice of Approval – Alternative Closing Price – TSX Inc. and TSX Venture Exchange Inc.
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Notice of Commission Deemed Approval – Housekeeping Amendments to Form 1 for Use in, and Consistency with, the IIROC Rules – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 21-0084 – Housekeeping Amendments to Form 1 for use in, and consistency with the IIROC Rules – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comments - Proposed Public Interest Rule Amendments to the Neo Exchange Trading Policies – Neo Exchange Inc.
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Notice of Commission Approval – Proposed Amendments to the Rules, Operations Manual, Risk Manual and Default Manual of the CDCC to Introduce a Supplemental Liquidity Fund – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Revocation Order – SS&C Technologies Canada Corp.
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Notice and Request for Comment - Significant Change Subject to Public Comment Amendments to Trading System Functionality & Features - Canadian Securities Exchange
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Request for Comment – Material Amendments to CDS Rules – New York Link Service Investment Committee – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Request for Comment – Material Amendments to CDS Rules – New York Link Service Investment Committee – CDS Clearing and Depository Services Inc.
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Investment Industry Regulatory Organization of Canada (IIROC) – Proposed Amendments Respecting the Codification of Certain Universal Market Integrity Rules (UMIR) Exemptions
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Request for Comment – Proposed Amendments Respecting the Codification of Certain Universal Market Integrity Rules (UMIR) Exemptions – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – Republication of Proposed Amendments Respecting the Derivatives Rule Modernization, Stage 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Proposed Change and Request for Comment – Change to Instinet Canada Cross Trading System – Instinet Canada Cross Limited (ICX)
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Notice of Commission Approval – Material Amendments to CDS External Procedures – Participant Fund Administered by CDS for the New York Link Service – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Amendments Relating to Futures Segregation and Portability Customer Protection Regime – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Approval/Implementation - Amendments to the IIROC Rules and Form 1 relating to the futures segregation and portability customer protection regime
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Notice of Commission Approval – Amendments Respecting the Codification of Certain UMIR Exemptions – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comments – Amendments to TSX Company Manual – Toronto Stock Exchange (TSX Inc.)
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Notice of Commission Deemed Approval – Housekeeping Amendments to Investment Dealer and Partially Consolidated Rules Regarding Margin Requirements for Securities Loan, Repurchase Agreements, and Reverse Repurchase Agreements with Term Risk – New Self-Regulatory Organization of Canada (New SRO)
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Notice of Approval/Implementation - Housekeeping amendments to Investment Dealer and Partially Consolidated Rules regarding margin requirements for securities loan, repurchase agreements, and reverse repurchase agreements with term risk
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