Notice of Commission Approval – Variation and Restatement of Approval Order – MFDA Investor Protection Corporation (MFDA IPC)
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Notice and Request for Comment - Significant Change Subject to Public Comment - Amendments to Trading System Functionality and Features - Canadian Securities Exchange
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Notice and Request for Comment – Application for Exemption from Recognition as a Clearing Agency – Fixed Income Clearing Corporation (FICC)
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Notice of Commission Order – Application for Exemptive Relief – Fixed Income Clearing Corporation (FICC)
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Notice of Commission Order – Application for Interim Exemptive Relief – Eurex Clearing AG
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Notice of Commission Order – Variation to the Interim Exemption Order – Eurex Clearing AG
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Publication of Corporate Governance Section Report for MFDA Oversight Review Report – Mutual Fund Dealers Association of Canada (MFDA)
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Oversight Review Report of the Mutual Fund Dealers Association of Canada (MFDA)
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Request for Comment – Proposed Amendments to the Oversight of CIPF – Canadian Investor Protection Fund (CIPF)
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Notice of Commission Approval – Amendments to CIPF By-law No. 1 – Canadian Investor Protection Fund (CIPF)
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Request for Comment – Proposed Amendments to CIPF By-Law No. 1 – Canadian Investor Protection Fund (CIPF)
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Proposed Amendments to CIPF By-Law No. 1 – Canadian Investor Protection Fund (CIPF)
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Technical Amendments to CDS Procedures: New Account Number at Harris National Association - Participating in CDS Services, Chapter 15 Collateral Administration, Section 15.1.2 Delivering U.S. Dollar Cash as Collateral - Notice of Effective Date
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Technical Amendments to CDS Procedures: New Instrument Types for Canada Mortgage Bonds (CMB) and Provincial Savings Bonds (PSB)
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Notice of Commission Approval: Material Amendments to CDS Procedures - DTC Direct Link Services and New York Link Services
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Notice of Commission Approval – Amendments to CIPF By-law No. 1 – Canadian Investor Protection Fund (CIPF)
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IIROC Notice 20-0202 – Proposed Amendments Respecting the Trading of Derivatives on a Marketplace – Investment Industry Regulatory Organization of Canada (IIROC)
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CDS Rule Amendment Notice - Technical Amendments to CDS Application for Participation - Corporate Restructuring
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CDS Rule Amendment Notice - Technical Amendments to CDS Rules Relating to the USTA
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Notice of Commission Approval - Material Amendments to CDS Procedures Relating to International Services Procedures
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