Notice of Commission Approval – Amendment to IIROC By-Law No. 1 regarding the Definition of “Marketplace” – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 21-0116 – Notice of Recognizing Regulator Approval of Amendment to IIROC By-Law No. 1 Regarding the Definition of “Marketplace” – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Completion of Staff Review of Initial Operation Report – Bloomberg Tradebook Canada Company
Marchés, OAR et agences de compensation
Description of Initial Operations – Bloomberg Tradebook Canada Company
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proposed Amendments to the Rules, Operations Manual, Risk Manual and Default Manual of CDCC Regarding the Implementation of the Secured General Collateral (SGC) Repurchase Transaction – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Material Rule Submission – Proposed Amendments to the Default Manual of the CDCC Regarding the Corporation’s Default Risk Capital Amount Available During a Default Management Process – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Material Rule Submission – Proposed Amendments to the Rules of the CDCC Regarding Voluntary Withdrawal and the Limited Liability of Clearing Members – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Approval – Lynx ATS – Periodic Matching – Tradelogiq Markets Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Canadian Investment Regulatory Organization (CIRO) – Clarifying Amendments to Registration and Proficiency Requirements – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Exemption from Recognition as an Exchange and from the Marketplace Rules – LMAX Pte. Ltd.
Marchés, OAR et agences de compensation
Notice of Approval – Trading Policies Amendments – Cboe Canada Inc.
Marchés, OAR et agences de compensation
Request for Comments – Proposed Public Interest Rule Amendments to the Cboe Canada Trading Policies – Cboe Canada Inc.
Marchés, OAR et agences de compensation
Notice – Housekeeping Rule Amendment to the Trading Policies and Listing Manual – Cboe Canada Inc.
Marchés, OAR et agences de compensation
Notice – Housekeeping Rule Amendment to the Trading Policies – Cboe Canada Inc.
Marchés, OAR et agences de compensation
Request for Comments – Neo Exchange Inc. – Proposed Public Interest Rule Amendments to the Trading Policies
Marchés, OAR et agences de compensation
Notice of Approval – Trading Policies Amendment – Neo Exchange Inc.
Marchés, OAR et agences de compensation
Request for Comments – Proposed Public Interest Rule Amendment to the NEO Trading Policies – Neo Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Housekeeping Rule Amendments to the Trading Policies – Neo Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Approval – Contingent Option Trades – TSX Inc.
Marchés, OAR et agences de compensation
Notice – Proposed Amendments and Request for Comments – TSX Inc.
Marchés, OAR et agences de compensation
