Application for Exemption from Recognition as an Exchange - BGC Derivatives Markets, L.P.
Marchés, OAR et agences de compensation
Draft Exemption Order - BGC Derivatives Markets, L.P.
Marchés, OAR et agences de compensation
Application for Exemption from Recognition as an Exchange - Bloomberg SEF LLC
Marchés, OAR et agences de compensation
Draft Exemption Order - Bloomberg SEF LLC
Marchés, OAR et agences de compensation
Application for Exemption from Recognition as an Exchange – Javelin SEF, LLC
Marchés, OAR et agences de compensation
Draft Exemption Order – Javelin SEF, LLC
Marchés, OAR et agences de compensation
IIROC Notice 20-0254 – Proposed Amendment to IIROC By-law No. 1 Regarding the Definition of "Marketplace" – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Approval – TSX Closing Price, TSX Last Ask Price, TSX Last Bid Price – TSX Inc.
Marchés, OAR et agences de compensation
Notice and Request for Comment – Application for an Exemption from the Marketplace Rules – GLMX Technologies, LLC
Marchés, OAR et agences de compensation
OSC Staff Notice of Request For Comment – Proposed Amendments to Rules, Operations Manual, Risk Manual and Default Manual of the Canadian Derivatives Clearing Corporation to Introduce a Supplemental Liquidity Fund – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Client Focused Reforms Rule Amendments – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 21-0148- Client Focused Reforms – IIROC Rule Amendments – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to Form 1 and Corollary Amendments to the IIROC Rules – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice - Amendments to Form 1 and corollary amendments to the IIROC Rules
Marchés, OAR et agences de compensation
Notice of Commission Deemed Approval – Housekeeping Amendments to Form 1 for Use in, and Consistency with, the IIROC Rules – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 21-0084 – Housekeeping Amendments to Form 1 for use in, and consistency with the IIROC Rules – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proposed Amendments to the Rules of CDCC to Modify the Nominal Value of the Two-Year Government of Canada Bond Futures – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Request for Comments – Amendment to the Risk Manual of the CDCC to Address the Stress Testing Framework – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Recognition Order – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Approval – Amendments to Trading System Functionality & Features – Canadian Securities Exchange
Marchés, OAR et agences de compensation
