Notice of Commission Approval - Proposed Amendments to IDA By-laws 4.6 and 4.9 and Policy No. 6 - Branch Managers of Branches Having Only Non-Retail Accounts
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Notice of Commission Approval - Amendments to IDA Regulation 1300.1 - Suitability and Institutional Accounts
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Notice of Commission Approval - Amendments to IDA Policy NO. 5 - Code of Conduct for IDA Member Firms Trading in Wholesale Domestic Debt Markets and Policy No. 5B - Retail Debt Market Trading and Supervision
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Amendments to IDA By-law 4.9 Regarding the Proficiency Requirements for Branch Managers of Branches Having Only Non-Retail Accounts
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IDA Amendment to Regulation 1300.1 - Suitability and Institutional Accounts
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IDA Regulation 100.5 Capital Requirements for Certain Private Placements of Restricted Securities during the Distribution Period
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Notice of Commission Approval - Housekeeping Amendments to IDA Regulation 100.8 - Commodity Futures Contracts
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Futures Contract Options and IDA Regulation 100.8 - Commodity Futures Contracts and Futures Contract Options
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IDA Regulation 100.2(F)(I) Margin Treatment of CNQ Exchange Traded Securities - Withdrawal of Proposed Rule Amendment
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IDA Proposed New Methodology for Margining Equity Securities - Regulation 100 and Form 1
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Notice of Commission Approval - IDA Form 1, Part I Auditor’s Report - Amendment to Standard Auditor’s Report to reflect changes to CICA Handbook Section 5600
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IDA Form 1, Part I Auditor’s Report - Amendment to Standard Auditor’s Report to reflect changes to CICA Handbook Section 5600
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IDA By-law Nos. 21 and 41 and Form 1 - Amendments to Reflect Changes to CIPF Oversight Rate
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IDA Regulations 100.9 and 100.10 - Amendments to Recognize Three Complex Option Offset Strategies and to Expand the List of Available Option Spreads Involving Individual Equities
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IDA Regulations 100.4A, 100.4B, 100.4C, 100.4D, 100.4E and 100.4K - Extending Debt Offsets to Customer Positions
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Notice of Commission Approval - Amendments to IDA Regulation 100.12 - Optional Use of Value at Risk Modeling
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Investment Dealers Association - Amendments to IDA Regulation 100.12 - Optional Use of Value at Risk Modeling
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IDA Proposed New Methodology for Margining Equity Securities and Related Amendments to Regulation 100 and Form 1
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IDA Proposed New Methodology for Margining Equity Securities - Regulation 100 and Form 1
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Notice of Commission Approval – Amendments to IDA Policy 6 Parts I and II Regarding Wealth Management Essentials Course, and Policy 6 Part I Regarding Proficiency Requirements for Futures Contract Portfolio Managers and Associate Futures Contract Portfolio Managers and Amendments to IDA Policy 6 Parts I and II Regarding Wealth Management Essentials Course, and Policy 6 Part I Regarding Proficiency Requirements for Futures Contract Portfolio Managers and Associate Futures Contract Portfolio Managers
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